- Monster (Coral Gables, FL)
- The Senior Wealth Management Advisor (SWMA) is responsible for managing a book of business of High Net Worth and Ultra High Net Worth customers (usually $5MM and ... good standing by adhering to policies and procedures, including completing firm and regulatory trainings, and by raising awareness of any issues that may affect the… more
- Monster (Coral Gables, FL)
- …his/her administered trust or custody accounts in coordination with Supervisor and Senior Management. Makes recommendations, in coordination and with the support of ... real estate activities related to Trusts with outside counsel and tax advisor . Coordinates investment program of all discretionary accounts with assigned portfolio… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your ... payments network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be...Regulatory Compliance Manager (CRCM) certification At this time, Capital One will not sponsor a new applicant for… more
- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second line of ... used by Senior Leadership + Flexibility to travel to various Capital One locations as necessary **Basic Qualifications:** + Bachelor's Degree or military… more
- Capital One (Richmond, VA)
- Senior Associate, Consumer Risk Advisor | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... processing functions and help enable a well-managed risk environment. Senior Risk Advisors at Capital One are...- Provide support to business partners during audits and regulatory exams; support in the delivery of key risk… more
- Capital One (Mclean, VA)
- Senior Associate, Finance Product and Data Solutions Risk Advisor Capital One is seeking a motivated professional for a Senior Associate risk advisory ... Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible areas. **Basic...+ Prior experience with Google Suite. At this time, Capital One will not sponsor a new applicant for… more
- Capital One (Mclean, VA)
- Compliance Privacy Advisor , Sr. Manager The Capital One Privacy Compliance & Risk team is seeking a Senior Manager with a passion for mitigating privacy risk ... guidance, advice, and effective challenge + Participate in reporting activities used by Senior Leadership + Travel to various Capital One locations as necessary… more
- PNC (IL)
- …This position may not be available in all geographic locations. The Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer ... contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting...Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work… more
- Capital One (Mclean, VA)
- Compliance Privacy Advisor , Principal Associate The Capital One Privacy Compliance team is seeking a Compliance Privacy Advisor , Principal Associate (PA) ... + CIPP (Certified International Privacy Professional) certification, or CRCM (Certified Regulatory Compliance Manager) certification At this time, Capital One… more
- Capital One (Plano, TX)
- Principal Associate, Vertical Risk Advisor (FS) As a Principal Risk Associate in the Financial Services Business Risk Office, you will provide professional risk ... a high level of exposure across the division partnering closely with senior business and risk office leaders, technology, compliance, legal, and Operational Risk… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …and address potential compliance problems. + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and ... **TriState Capital Bank is an independent chartered bank subsidiary...translates regulatory rules and regulations for Senior Management. + Monitors exception and other internal reports… more
- City National Bank (Los Angeles, CA)
- * ADVISOR SENIOR - FOREIGN EXCHANGE* WHAT IS THE OPPORTUNITY? The Senior Foreign Exchange advisor plays a pivotal role in driving the growth of our ... as well as asset management and/or entertainment firms. * Act as a senior advisor , demonstrating expertise in foreign exchange products, industry trends, and… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... careers section of the system. **Job Description:** At Regions, Capital Markets provides products and services to meet the...them with winning and maintaining the role of trusted advisor to their clients. The list of product offerings… more
- Capital One (Richmond, VA)
- Consumer Credit Review Senior Manager The Consumer Credit Review Senior Manager is responsible for executing independent, risk-based assurance reviews within ... Capital One's Consumer credit portfolios (card and auto). This...practices, effectiveness of policy implementation and risk governance. The Senior Manager will also contribute towards the execution of… more
- Southern California Edison (Pomona, CA)
- …Pay Range: $157,800.00 -$236,700.00 Join the Clean Energy Revolution Become a Senior Advisor at Southern California Edison (SCE) on the Distribution/Vegetation ... Mitigation Plan, and Risk Assessment Mitigation Phase. As a Senior Advisor , your work will help power...enterprise level risks and provides suitable mitigation options to senior management + Provides strategic and regulatory … more
- Southern California Edison (Pomona, CA)
- Join the Clean Energy Revolution Become a Distribution/Vegetation Management Asset Strategy Senior Advisor at Southern California Edison (SCE) and build a better ... Plan, and Risk Assessment Mitigation Phase. As a Distribution/Vegetation Management Asset Strategy Senior Advisor , your work will help power our planet, reduce… more
- Capital One (Mclean, VA)
- Senior Manager, Risk Guide- Enterprise Services Risk ** Senior Manager, Risk Guide- Enterprise Services Risk** The Enterprise Services Risk organization is ... experiences are valued as we work to redefine the financial sector. As a Senior Manager Risk Guide Leader supporting EPX, you will partner with colleagues across… more
- Capital One (Plano, TX)
- Senior Manager, Commercial Credit Review Capital One's Credit Review organization is a third line of defense function that is responsible for providing an ... Capital Markets, Leveraged Lending and Special Assets. The Senior Manager will contribute towards the execution of the...three lines of defense + Acting as an approachable advisor to business heads and key lenders by developing… more
- Citigroup (Irving, TX)
- The Legal Group Manager ( Regulatory ) is a senior management-level position within the Legal Department that is responsible for managing a team and serving as a ... and trades + Provide legal assistance and support to senior stakeholders regarding regulatory issues concerning the...functions, such as compliance, by acting as a key advisor on strategic regulatory issues and legislative… more
- Capital One (Mclean, VA)
- Cyber Risk & Analysis Senior Manager - Enterprise Product and Experience We are growing! The Enterprise Services Business Risk Office provides risk management ... Tech, Enterprise Product & Experience, Brand, Enterprise Supplier Management, Capital One Ventures, External Affairs, and Capital ...a central player in all the excitement. As a Senior Manager Risk Guide Leader supporting EPX, you will… more
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