- Capital One (Richmond, VA)
- Senior Manager, US Card Compliance Advisor The Compliance Advisor Senior Manager performs a key risk management role (second line of defense), to help ... While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results,… more
- Capital One (Richmond, VA)
- Compliance Advisor Manager Capital One's Retail Bank has grown by leaps and bounds in the last couple of years. The Bank has risen up the league tables in ... success is essential to economic growth and prosperity. Within Capital One's Small Business Bank, we help our clients...just our clients-they're our business partners. As a Compliance Advisor Manager supporting Small Business Bank, you will join… more
- Capital One (Richmond, VA)
- Compliance Advisor Manager (Emerging Payments / Tech) Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, ... compliance in a way that enables business growth, profitability, and competitive success for Capital One in the face of shifting regulatory demands + Coordinate… more
- Capital One (Mclean, VA)
- Manager, Risk Advisor , Human Resources As a Risk Advisor in Capital One's Human Resources Risk Team you will apply your risk management, project management ... to our highest profile risk initiatives. Risk Advisors at Capital One are highly motivated risk and process management...organizational, and communication skills. These skills allow the Risk Advisor to gain insights, and act as an effective… more
- Capital One (Mclean, VA)
- Manager, Risk Advisor | Retail Bank Channels & Operations As a member of the Channels and Operations Risk team within the Retail Bank Risk Office, you'll be ... environment with the Complaints and Communications business teams. Risk Managers at Capital One are highly motivated risk management professionals with an ability to… more
- Capital One (Plano, TX)
- Principal Associate, Risk Advisor (FS) As a Principal Risk Associate in the Financial Services Business Risk Office, you will provide professional risk judgment that ... a high level of exposure across the division partnering closely with senior business and Risk Office leaders, Technology, Compliance, Legal, and Operational Risk… more
- M&T Bank (Clanton, AL)
- …activity, OFAC and regulatory reporting. **Scope of Responsibilities:** The Senior Compliance Advisor works under general supervision of the respective ... activities throughout the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement, and execute strategy… more
- Capital One (Richmond, VA)
- Director, Regulatory Risk and Governance Capital One is one of the fastest growing organizations in the world today. As Director for Regulatory Risk and ... affect Enterprise Services (ES); you will also ensure ongoing regulatory applicability to and compliance of business processes and...changes in laws and regulations. + Be a trusted advisor and drive effective and relevant business, technology and… more
- Capital One (Mclean, VA)
- Senior Manager, Credit Review The consumer lending Credit Review Senior Manager is responsible for executing an independent, risk-based assurance review of ... assigned areas within Capital One's Consumer credit portfolio, including assessment of credit...practices, effectiveness of policy implementation and risk governance. The Senior Manager will contribute towards the execution of the… more
- Southern California Edison (Pomona, CA)
- **Join the Clean Energy Revolution** Become a **Strategic Planning Senior Advisor ** at Southern California Edison (SCE) and build a better tomorrow. In this job, ... local jurisdictions, and industry groups. As a **Strategic Planning Senior Advisor ** , your work will help...enterprise level risks and provides suitable mitigation options to senior management + Provides strategic and regulatory … more
- BMO Financial Group (Chicago, IL)
- …of action plans. + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new ... The Senior Manager of US ONFR Governance is responsible...Represents the model validation program / portfolio for internal/external regulatory audits and/or examinations. + Ensures alignment between stakeholders.… more
- Southern California Edison (Rosemead, CA)
- **Join the Clean Energy Revolution** Become a **Technical Accounting, Senior Advisor ** at Southern California Edison (SCE) and build a better tomorrow. In this ... as ASC 980 - Utilities. As a **Technical Accounting Senior Advisor ** , your work will help...accounting guidance updates on a US GAAP, Statutory and Regulatory basis * Acts as a subject matter expert… more
- Capital One (Mclean, VA)
- Cyber Risk & Analysis Senior Manager - Enterprise Product and Experience We are growing! The Enterprise Services Business Risk Office provides risk management ... Tech, Enterprise Product & Experience, Brand, Enterprise Supplier Management, Capital One Ventures, External Affairs, and Capital ...a central player in all the excitement. As a Senior Manager Risk Guide Leader supporting EPX, you will… more
- Vanguard (Malvern, PA)
- …professionals who play a critical role in ensuring Vanguard adheres to regulatory requirements and internal policies, focusing on information barriers, conflicts of ... investment management compliance advisory support. You will serve as a trusted advisor to the investment management business and provide guidance, oversight, and… more
- Southern California Edison (Rosemead, CA)
- **Join the Clean Energy Revolution** Become an IT Systems Quality Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, ... supported by IT considering SCE's financial, business, technical, and regulatory environment. You will be responsible for influencing the...and IT internal organizations. As an IT Systems Quality Senior Advisor , your work will help power… more
- Vanguard (Charlotte, NC)
- …on a mission, and we want you to be a part of it! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will develop tailored ... products and the fullest expression of our wealth management offer. Responsibilities Senior Wealth Advisors onboard clients and manage a book of business which… more
- Vanguard (Dallas, TX)
- …services to educate clients effectively. Stay updated on financial planning, capital markets, and the financial services industry. + Technological Proficiency: ... + CFP(R) preferred, with a commitment to pursue the designation. + Regulatory licenses and/or registrations as determined by Compliance based on role-specific… more
- CBRE (New York, NY)
- …New York - New York - United States of America **About the Role:** As the Lead Senior Counsel for Investment Banking and Capital Markets at CBRE, you will be a ... Lead Sr Counsel, Investment Banking and Capital Markets Job ID 212706 Posted 25-Mar-2025 Service...key legal advisor to executive leaders and key personnel within CBRE's… more
- Southern California Edison (Rosemead, CA)
- **Join the Clean Energy Revolution** Become a **Financial Planning Advisor ** at Southern California Edison (SCE) and build a better tomorrow. In this role, you will ... and approvals, developing short- and long-term financial forecasts, and assisting with regulatory filings. Additionally, you will play a key role in coordinating and… more
- BMO Financial Group (Chicago, IL)
- …strategies and tactics. + Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders on strategy and new ... software. + In-depth / expert knowledge of quantitative risk modeling, calculation of Regulatory and Economic Capital . + Seasoned professional with a combination… more
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