- Banc of California (Santa Ana, CA)
- …Applications Management individual with strong background and understanding of BSA, AML , Governance, Risk and Compliance applications, proven track record of ... + **Leadership and Strategy:** Develop and implement the IT strategy for BSA/ AML /GRC applications, ensuring alignment with the overall business strategy by providing… more
- Banc of California (Santa Ana, CA)
- …mechanisms comply with standard industry practices, regulatory guidelines, and senior management's recommendations and/or directions. Performs all duties in ... with higher limits and at times, can approve/verify on behalf of the manager and stays within Operational Transactional Signing Authority. Can be cross trained and… more
- SMBC (Jersey City, NJ)
- …years of specialized experience in Financial Services + Minimum 8-10 years of BSA/ AML /Sanctions compliance experience (eg, compliance, internal audit , AML ... Americas Division FCC testing and monitoring program, with primary focus on BSA/ AML , Sanctions, Fraud and Anti-Bribery & Corruption testing. The role is responsible… more
- CIBC (Chicago, IL)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) We are seeking a Senior Manager , US AML and Sanctions Training to lead ... to ensure efficiencies and a consistent learner experience. The Senior Manager will also be responsible for...rates, audience coverage, and effectiveness. + Prepare reporting for AML leadership, internal committees, audit , and regulators… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Senior Manager , AML uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in the ... securities or banking industry to administer and manage an assigned AML & Financial Crimes function. Ensures monitoring and internal controls are in place to manage… more
- TD Bank (Jackson, NJ)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit… more
- CIBC (Chicago, IL)
- …Type** Regular **Weekly Hours** 40 **Skills** Analytical Thinking, Anti-Money Laundering ( AML ), Audit Programs, Compliance Testing, Controls Testing At CIBC, ... and operating effectiveness of the first and second line of defence AML /ATF, sanctions and regulatory compliance controls and processes. Through execution of… more
- Capital One (Richmond, VA)
- Sr Manager , AML Risk Assessment Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). In this role, you will ... groups to advance Capital One's risk assessments. + Interface with regulators and audit partners, representing the AML Risk Assessment function. + Engage in… more
- PNC (Pittsburgh, PA)
- …practices. Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas. Demonstrates ability to ... valued and have an opportunity to contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the… more
- Regions Bank (Atlanta, GA)
- …logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... expert that advises on business and/or product decisions. The manager will have full ownership for one or more...to identify potential areas of risk related to BSA, AML , and OFAC compliance and develops strategies to mitigate… more
- BMO Financial Group (Brookfield, WI)
- …maintain a risk management framework and fostering a strong risk culture. \#ERPMDreamJobs The AML Training & Staffing Specialist plays a key role in supporting the ... AML Office by ensuring compliance with training program requirements,...program requirements, maintaining accurate staffing data, and assisting with audit and exam-related reporting. This role collaborates across units… more
- US Bank (Chicago, IL)
- …and discover what you excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate Audit ... Services is primarily responsible for performing model risk related audit engagements with minimal supervision from managers. The QSAPM is expected to perform … more
- American Express (Phoenix, AZ)
- …acquired and accounts receivable, by increasing application completions and approvals. **Focus** As a Senior Manager of Exam & Audit Management, you will ... delivery of audit and risk management programs, influencing outcomes at senior levels of the organization. The ideal candidate will bring strong strategic… more
- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- NTT DATA North America (Charlotte, NC)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good… more
- Citigroup (Tampa, FL)
- …Methodology, preferred. + Effective negotiation and interpersonal skills for interfacing with senior levels of Audit . + Ability to consistently demonstrate ... Citi's Internal Audit (IA) division provides independent assessments of the...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more
- Robert Half (Dallas, TX)
- …global consulting firm . Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust... & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong… more
- MUFG (Tampa, FL)
- … audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities include:** + ... team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and controls… more
- BMO Financial Group (Chicago, IL)
- …strategic, organized and experienced compliance/ audit professional to join our US AML Office. This role partners closely with senior leadership and ... shape regulatory strategy, build leadership presence, and partner with senior executives in a high-impact AML governance...We're Looking For: + 7-10 years' experience in compliance, audit , risk or AML , with exposure to… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Mateo County. Continuing along it highly successful growth trajectory, SFFedCU is seeking a Senior Manager , Risk and Compliance for our Golden Gate Branch in San ... to help our members and our community thrive. The Senior Manager , Risk & Compliance plays a...Internal partner and support efforts in Loss Prevention and BSA/ AML . Regulatory Compliance Maintain and oversee compliance with applicable… more
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