- Bank OZK (Little Rock, AR)
- …regulators. Essential Job Functions + Performs more complex audit tasks related to BSA/ AML /OFAC compliance audits of the Bank, its systems, applications and ... and the audit approach. + Ability to work on non-BSA/ AML /OFAC audits, such as other consumer compliance ...on non-BSA/ AML /OFAC audits, such as other consumer compliance audits. + Ability to communicate effectively both verbally… more
- Capital One (Charlotte, NC)
- Senior Staff Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal...Plan within the unit staff, monitoring its completion and compliance with target dates, Bank's policies and applicable regulations.… more
- Citigroup (Charlotte, NC)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's financial crimes risk and control ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...Cause Analysis. **Other Relevant Skills** AML Monitoring, AML Policies, Anti-Money Laundering Compliance , Audit Internal… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit ... of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business, and evaluates the… more
- Bank of America (Chicago, IL)
- Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence, Rhode Island **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior - Auditor \_25038988-1) **Job Description:** At Bank of America,… more
- First National Bank of Omaha (Omaha, NE)
- …possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and ... **Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: . Audit Planning...comply with bank policy, laws, regulations and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …reports and recommendations regarding the status of the Bank's compliance with BSA/ AML and OFAC rules and regulations to senior management and the Board ... SENIOR BSA ANALYST Department: Risk Management Reports to: BSA/ AML Officer Position Summary The Senior BSA/...Bank Secrecy Act/Anti-Money Laundering, USA Patriot Act, and OFAC compliance program. + Supports the development of BSA/ AML… more
- KeyBank (NY)
- …management. Relationship building within Enterprise Security Services, Financial Crimes Governance/ AML Compliance , regulators, internal auditors and internal Key ... QUALIFICATIONS** . Knowledge of industry trends and practices in Risk Management, AML / Compliance , Operations, and Technology . Proven leadership skills and… more
- Cherry Bekaert (Jersey City, NJ)
- …practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance )** to join our ... team providing internal audit, regulatory compliance and risk management services to banks and financial...are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within a… more
- Citigroup (Tampa, FL)
- …internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent ... Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance… more
- First National Bank of Omaha (Omaha, NE)
- …possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and ... of assigned audits. The successful candidate is an experienced compliance auditor and/or has banking compliance...**Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning… more
- Robert Half (New York, NY)
- …Include the Following? + Experience with or understanding of: + Financial crime compliance programs including AML , BSA, OFAC, and fraud investigations. + Model ... + Certified Anti-Money Laundering Specialist (CAMS) with extensive experience in BSA/ AML /OFAC/Fraud compliance across diverse financial institutions. + Proven… more
- Banc of California (Santa Ana, CA)
- …WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with the ... team members to perform all SOX-related activities in accordance with the SOX Compliance Program plan and methodology. Works with all levels of management, internal… more
- City National Bank (Dallas, TX)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Citizens (Chicago, IL)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and… more