- State of Minnesota (St. Paul, MN)
- **Working Title: Auditor Intermediate / Auditor Senior ** **Job Class: Auditor Intermediate or Auditor Senior ** **Agency: Commerce Department** + ... $39.93 / hourly; $57,107 - $83,374 / annually + ** Auditor Senior ** $30.23 - $44.48 / hourly;...crucial role in auditing state registered investment advisers and broker dealers to ensure adherence to relevant laws and… more
- JPMorgan Chase (Jersey City, NJ)
- …senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor , Associate on the Commercial and Investment Banking Finance ... skills, with the ability to establish credibility and create partnerships with senior business and control partners + Advanced analytical skills particularly in… more
- Lincoln Financial (Washington, DC)
- …**Requisition #:** 74448 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative driven, ready to ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills (Essential) - Advanced degree in quantitative… more
- Capital One (Mclean, VA)
- Senior Director, Compliance Test Lead for Commercial Banking, Corporate Functions and Anti-Money Laundering The Compliance Testing Senior Director oversees ... applicable requirements and are operating as intended. The Compliance Testing Senior Director is responsible for close coordination with the Compliance Governance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Senior Manager - Internal Audit role operates under general direction and uses extensive knowledge and skills to develop and lead comprehensive ... complexity with significant scope and impact focused on the firm's broker -dealer and investment advisory activities. Assesses risk within assigned internal audits,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more
- AIG (Scottsdale, AZ)
- …is part of the UW support career progression and may report to a Senior Specialist, UW Support, Team Leader, or to an Team Manager, Underwriting Support. The ... Senior UW Asst is an individual contributor within the...submission for missing information and follows up with the broker for outstanding items. + Performs a comparison of… more
- AIG (Chicago, IL)
- …is part of the UW support career progression and may report to a Senior Specialist, UW Support, Team Leader, or to a Team Manager, Underwriting Support. This ... appetite. Triages submission for missing information and follows up with the broker for outstanding items. + Performs a comparison of renewal submission information… more
- RTX Corporation (Hartford, CT)
- …you ready to go beyond?** We have an exciting **remote** opportunity for a ** Senior Manager, Global Trade** . **What You Will Do:** + Support duty/tariff management ... both exports and imports **Qualifications We Prefer:** + US Licensed Customs Broker or passed CBSA Customs Brokers Professional Examination + Experience with trade… more
- City National Bank (Dallas, TX)
- …AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, ... is a leadership role as an auditor -in-charge for managing complex Wealth Management audits and assisting...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees in the form of… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more… more
- Charles Schwab (Lone Tree, CO)
- …clients comfort to invest their assets with Schwab. The SCO is looking for a Senior Specialist to support the Business Process (BP) portions of the ICFR and ICOC ... Assessments. This Senior Specialist will be accountable for the portions of...Rule requirements **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments,… more
- Unilever (Hoboken, NJ)
- …at Ports of Entry due to Import Alerts or other challenges.* Document Auditor : Validate import documents (eg, invoices, packing lists, certificates of origin) for ... skills and ability to summarize Import Entry data into monthly KPIs for senior leadership.* Familiarity with government agencies such as USCBP, USFDA, USDA, and… more