- Vanguard (Malvern, PA)
- …+ Collaborate cross-functionally to foster a culture of integrity and accountability. The Senior Compliance Advisor will: + Maintain and cultivate a ... focus on critical business initiatives. + Monitor and assess compliance risks, ensuring our operations align with regulatory expectations....and other control groups. + Serve as a trusted advisor to Vanguard's retail advice, wealth management,… more
- JPMorgan Chase (Fairfax, VA)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...efforts. + Develops a strong partnership with the assigned retail branches to promote mortgage loan originations (in footprint… more
- SAP (Chicago, IL)
- …individual contributions, and a variety of benefit options for you to choose from. Senior Solution Advisor - Business Suite SAP, a global leader in enterprise ... software, is seeking a highly skilled ** Senior Solution Advisor - Business Suite** to...) and expertise in multiple key industries (eg, manufacturing, retail , healthcare). + **Skills:** + Exceptional communication and presentation… more
- Citigroup (Ridgewood, NJ)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...with existing clients in Citi Personal Wealth Management and Retail bank through the use of financial planning and… more
- Citigroup (San Francisco, CA)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...with existing clients in Citi Personal Wealth Management and Retail bank through the use of financial planning and… more
- JPMorgan Chase (Brooklyn, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...efforts + Develops a strong partnership with the assigned retail branches to promote mortgage loan originations (in footprint… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is...+ Deepen relationships with existing clients in PWM and Retail bank through the use of financial planning and ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- Raymond James Financial, Inc. (CO)
- …to ensure adherence to securities industry regulations and limit firm liability. The Senior Advisor of the Annuity and Insurance Products review team uses ... and/or banking compliance , including suitability and other compliance issues involved with retail activity. *...suitability and other compliance issues involved with retail activity. * Principles of banking, finance, and securities… more
- Raymond James Financial, Inc. (CO)
- …expertise in reviewing registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with Regional ... and/or banking compliance , including suitability and other compliance issues involved with retail activity. *...suitability and other compliance issues involved with retail activity. * Principles of banking, finance, and securities… more
- Marathon Petroleum Corporation (Denver, CO)
- …perspectives, develops our people, and fosters a collaborative team environment. The Senior Executive Compensation Advisor will have the responsibility of ... Develops strong governance and maintains oversight of programs to ensure compliance with regulatory requirements and develop the necessary policies and processes.… more
- Oriental Bank (San Juan, PR)
- The Advisor , Retail Banking (Project Management) leads and oversees projects within the Auto Loan and Mortgage divisions, ensuring timely execution and ... teams to implement solutions. + Prepare reports, presentations, and updates for senior management + Collaborate with business units by communicating changes and… more
- M&T Bank (Bear, DE)
- …investments and insurance from high net worth customer segment, primarily Retail and Business Banking. Works with Investment Advisors, Fiduciary Advisors, Community ... clients, offering investment and insurance solutions and leveraging partnerships in Retail , Business Banking and Wealth to increase referrals. + Provide financial… more
- Raymond James Financial, Inc. (NY)
- …and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the US Exams include reviews of various ... all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and...and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain… more
- Raymond James Financial, Inc. (CO)
- …of securities industry and/or banking compliance , including suitability and other compliance issues involved with retail activity. * Principles of banking, ... and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific… more
- Bank of America (Glendale, CA)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Wilson and Glendale Glendale, California **Job...as well as complying with all Federal and State compliance policies. **Desired Qualifications:** + Experience working in a… more
- SAP (Alpharetta, GA)
- …role at this time.** **We are hiring across multiple levels of specialist/ senior specialist/expert depending upon experience.** **What you'll do:** Digital Solution ... Advisor (dSA) is a customer-facing role mapping product capabilities...applications, and Pricing and Promotions Solutions as related to Retail Industry. + Ability to define Consumer and Customer… more
- Commerce Bank (Kansas City, MO)
- …education and experience required + 3+ years banking and/or investigations experience in Compliance , Audit, Deposit Operations, or retail banking required + 2+ ... range for some roles. This compensation range is for the FIU Governance Advisor II and Senior job and contemplates a wide range of factors that are considered in… more
- First Horizon Bank (Charlotte, NC)
- …the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the ... preparation of materials, assessment and remediation of findings, and provide updates to senior management. + Develop risk reporting that provides a holistic view of… more
- Amazon (Austin, TX)
- …more accessible, efficient, secure and compliant. We are seeking a highly experienced Senior Healthcare Compliance Specialist to join our dynamic team and drive ... solutions at Amazon scale to revolutionize healthcare. The Senior Healthcare Compliance Specialist partners with executive...policies, and procedures Stakeholder Engagement: Act as the trusted advisor to the business and Senior Executives… more
- Vanguard (Malvern, PA)
- …supervisory oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more