- Repligen (Waltham, MA)
- …public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes ... in accordance with GAAP.Ensure timely and accurate financial reporting to senior management and external stakeholders, including quarterly and annual filings (eg,… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to join our Compliance Team in New York, NY. This person will assist in developing and supporting the Bank's strategies… more
- First Horizon Bank (Memphis, TN)
- …be the best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure ... regulatory processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research Compliance… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Compliance Services Officer Senior ** **Job Class: Compliance Services Officer Senior ** **Agency: Labor & Industry Dept** + **Job ... + **Division/Unit** : Dept of Labor & Industry / Compliance #2 + **Work Shift/Work Hours** : 8:00 am...required forms filing. Contact the claim administrator to resolve compliance issues. + Provide proactive assistance and educational outreach… more
- Truist (Charlotte, NC)
- …and responding to regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes. 3. Analyze and...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...team and the Compliance Conduct and Operational Risk (CCOR) organization, you will… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout...the CCO, this position will be a broad generalist compliance role with full exposure across the business. Responsibilities:… more
- Navy Federal Credit Union (Vienna, VA)
- …recommend, and enforce Navy Federal policies and practices that ensure compliance with relevant local, state, federal and other regulatory requirements, and ... case law. Extensive experience in compliance monitoring and testing activities. Drive scoping of tests...risk-based analysis and in-depth understanding of regulations representing top compliance risks. Lead and perform risk-based compliance … more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... appetite and protect the franchise. The ICRM Regulatory Architecture Compliance (RAC) team is responsible for oversight of the...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM as it… more
- Highmark Health (Austin, TX)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- CIBC (Chicago, IL)
- …become a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC ... that the Bank adheres to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance … more
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