- Creative Financial Staffing (Tampa, FL)
- …financial communications including news releases and investor presentations. Work with external auditors, SEC counsel and senior management to organize the ... Our client, a strongly performing company, is seeking a Senior SEC Accountant. The company has been...process with auditors, senior management, and legal counsel for external filings . Assist with the… more
- nrg (Princeton, NJ)
- …compliance with SEC and NYSE rules and regulations; preparing and reviewing SEC filings ; assisting with matters related to the board of directors; and ... role would report directly to NRG's VP, Deputy General Counsel & Corporate Secretary. The responsibilities will include all...compliance, Regulation FD and insider trading policyPrepare and review SEC filings , including Annual Reports on Form… more
- First Horizon Bank (Nashville, TN)
- …preparation of various work papers and supporting schedules and ensuring filings and documentation are complete, accurate, and comply with regulatory reporting ... Responsibilities Include** + Timely, efficient and accurate preparation of regulatory filings . + Complete and up-to-date organization of supporting documentation. +… more
- DAI (Bethesda, MD)
- …legal advisor to the General Counsel , DAI Global and other members of DAI's senior leadership teams in all areas of responsibility. As a member of the OGC, the ... ** Counsel (Funds Lawyer)** City/Country Location Details **Bethesda, Maryland**...oversight of MicroVest's compliance program, support preparation of annual SEC , CIMA, and FCA filings and other… more
- NRG Energy, Inc. (Princeton, NJ)
- …compliance with SEC and NYSE rules and regulations; preparing and reviewing SEC filings ; assisting with matters related to the board of directors; and ... role would report directly to NRG's VP, Deputy General Counsel & Corporate Secretary. The responsibilities will include all...FD and insider trading policy + Prepare and review SEC filings , including Annual Reports on Form… more
- Centuri Group, Inc. (Phoenix, AZ)
- …listing and disclosure rules. + Experience with filing 10-K, 10-Q, proxy statement, and other SEC required filings accurately and on time. + Must be able to work ... Corporate & Securities Counsel Date: May 2, 2024 Location: Phoenix, AZ,...and overseeing legal work on private to public company filings , corporate governance and corporate books / records as… more
- Rock Family of Companies (Detroit, MI)
- …Association (ABA) accredited law school + 5 years of legal experience **Job Summary** As a Senior Counsel , you'll work as part of the legal team to assist in ... and governance. A successful candidate should have experience drafting and reviewing SEC filings including annual, quarterly and periodic reports and have a firm… more
- Sysco (Houston, TX)
- …legal counsel and risk assessment to Sysco Corporation regarding SEC and NYSE reporting and compliance, corporate governance matters, corporate secretarial ... support for a variety of business professionals, such as senior management, company executives and/or leadership of key GSC...+ Prepare and review US Securities and Exchange Commission ( SEC ) filings , including periodic and current reports,… more
- STERIS (Mentor, OH)
- … SEC , NYSE and Irish public company regulations. Responsible for reviewing quarterly SEC filings and preparing the Company's annual proxy statement. (15%) + ... internal policies with respect to business and finance agreements, securities filings , management of Outside Counsel , litigation management, business development… more
- Dick's Sporting Goods (Coraopolis, PA)
- …for this role is to lead the legal work related to (i) SEC compliance, public company disclosure and reporting, (ii) corporate governance matters, and (iii) ... at our corporate headquarters. + Responsible for securities law compliance and filings (10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 reporting), capital… more
- Chemours (Wilmington, DE)
- …principles, and best practices. + Proven track record of successfully managing SEC filings , corporate transactions, and advising on complex securities matters. ... industries-one improvement at a time. Chemours is seeking a ** Senior Manager, Corporate Counsel ** to join our...internal communications, and other announcements, drafting and advising of filings with the SEC (including annual and… more
- AECOM (Dallas, TX)
- …be located in Los Angeles, CA or Dallas, TX._ The primary responsibilities of the Senior Corporate Counsel will include a critical role in and/or leadership of ... related to real estate investments. + Provide advice and counsel to the senior management team on...filings , and registration statements. + Provide advice and counsel on a range of corporate legal matters as… more
- Nutanix (San Jose, CA)
- …impact of new securities laws and corporate governance trends + Draft and review SEC filings , including proxy statements, 10-Ks, 10-Qs, 8-K's, S-8's, Form SDs, ... leader in hybrid multicloud computing. As our new Corporate Counsel , Corporate and Securities, you will have the opportunity...Section 16 filings , and support public company governance and compliance matters… more
- Global Foundries (UT)
- …coordinate annual meeting of shareholders. Conduct best practices research and benchmarking and counsel senior leadership. + Manage and oversee all aspects of ... markets. For more information, visit www.gf.com. Summary of Role:Reporting to the Senior Director, Corporate & Securities Counsel , this Attorney will support… more
- Blue Cross and Blue Shield of Louisiana (Baton Rouge, LA)
- …law matters, including, but not limited to, board governance, corporate and regulatory filings , mergers and acquisitions, etc. **NATURE AND SCOPE** + This role does ... people + This role reports to this job:Deputy General Counsel + Necessary Contacts: : In order to effectively...this position, the incumbent will be in contact with: Senior management, officers of the company, fellow employees, outside… more
- Athene (West Des Moines, IA)
- …even higher. We're ready to help you achieve more. Purpose: We are seeking a Senior Counsel to join Athene's retail legal team and provide high value, ... and retail annuity and private placement annuity business. The Senior Counsel will work directly with Athene's...or tax laws regulating insurance products. + Experience with SEC registration statement filings including N4 and… more
- Guardian Life (New York, NY)
- … SEC and other regulators. + Manage the deadlines associated with SEC filings . **Functional Leadership Skills & Behaviors** **Interpersonal Effectiveness** + ... plus years of experience as a securities paralegal required. + Experience with SEC insurance product filings preferred. + Paralegal certification or degree… more
- Walmart (Bentonville, AR)
- …and collaborates very closely with a team of 5-6 associates in supporting our external SEC filings . This is a tight-knit team that works together in achieving ... Position Summary What you'll do + The Senior Manager - External Financial Reporting reports to...scale You'll make an impact by: + Completing timely SEC filings , including 10-Qs, 10-Ks, and 8-Ks… more
- Truist (Charlotte, NC)
- …asset value exceptions, investor qualification exceptions).** + **Execute Private Fund Advisor regulatory filings including but not limited to SEC Form D, Form ... day-to-day Compliance Program obligations of GFOAS, which is an SEC Registered Investment Advisor ("RIA") to a private fund...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Tucson Electric Power (Tucson, AZ)
- …Policy and Research functions, which include all matters addressed in the Company's SEC and FERC filings and bank financial statements . Responsible for ... includes responsibility for all matters addressed in the Company's SEC and FERC filings and bank financial...of responses to regulatory requests (eg, ACC, FERC and SEC ). . Supports senior leadership with analysis… more
