- SMBC (Jersey City, NJ)
- …encompassing training across SMBC Group's AD, inclusive of SMBC Group's banking operations , US and LATAM representative offices, Grand Cayman branch, Brazilian ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Truist (Atlanta, GA)
- …as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** ... identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements… more
- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- Thrivent Financial (Loveland, CO)
- …Jasperson, Wealth Advisor, the Financial Advisor and Lotem Sella, Director of Investment Operations This role is full-time and fully in-office out of Loveland, CO. ... that supports and reports to the Director of Investment Operations . + Produce portfolio analysis for current and prospective...to client inquiries. + Provide fund values and answer securities product related questions. + Help to gather and… more
- State of Colorado (Lakewood, CO)
- …for the receipt and storage of evidence, and that all laboratory operations comply with applicable state standards and regulations. + Monitors the Division's ... while also carrying out these responsibilities as part of daily operations . + Plans, coordinates and conducts complex investigations involving multi-jurisdictional… more
- Truist (New York, NY)
- …job description:** As part of the Capital Markets division within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more
- MUFG (Irving, TX)
- …this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in ... the new Global Financial Crimes Division Operations function, this position will be responsible for (1)...scenarios, which detect financial crime and (5) create statically representative samples to ensure that risk is not missed… more
- MUFG (New York, NY)
- …problems + Maintain strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control agendas + Drive ... will include working collaboratively with the businesses as a BURCO team representative to execute the following: + Issue Identification: + Partner with business… more
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