- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- City National Bank (Newark, DE)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a ... part of Corporate Investment Banking Operations . Learn more about the career areas and business...withholding statements) + Extensive knowledge and understanding of loan, securities , and derivative products + Knowledge and understanding of… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... wire transfers and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks a ** Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in ... the need to support our businesses and partners. The ** Senior Institutional Investment Operations Specialist **...+ Candidates should have a thorough understanding of loan, securities , and finance terms and should be able to… more
- TD Bank (Melville, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic ... key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. Title: Settlement Technology Integration Specialist Summary We are seeking a senior settlement system support ... specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role requires deep… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist to support the Structured Products Group (SPG), focusing on the ... Residential Mortgage-Backed Securities trading platform as a part of Corporate Investment...trading platform as a part of Corporate Investment Banking Operations . Learn more about the career areas and business… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category ... and preserving the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and implementing strategies… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category ... and preserving the stability of the global financial system.The Financial Services Specialist 2 (Risk) will be responsible for designing and overseeing the… more
- Wells Fargo (Charlotte, NC)
- …partner with Operations Control for all aspects of the CIB business, including Securities Operations that support Wells Fargo Securities (WFS LLC) and ... us! **About this role:** Wells Fargo is seeking a **Control Management Specialist ** within Equities Trade Surveillance. The Corporate & Investment Banking (CIB)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …documentation. + System analysis and business process modeling. + Principles of securities industry operations . + Business planning and analysis. **Preferred:** ... training, coaching, and mentoring. + Contribute to reviewing existing operations in own area of work, and generate new...appropriate action to resolve any issues identified, so that senior stakeholders have confidence that the project can deliver… more
- Bank of America (Towson, MD)
- Wealth Management Specialist Towson, Maryland **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Towson/Wealth-Management- Specialist \_25043772-2) **Job Description:** Merrill Wealth Management is a leading… more
- Wells Fargo (Charlotte, NC)
- …products + Ability to liaise with all areas of the business, including senior management, sales, trading, middle office, operations , and clients to ensure ... Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Listed Options Clearing and Settlement team...Settlement team as a part of Corporate Investment Banking Operations . Learn more about the career areas and business… more
- TD Bank (New York, NY)
- …skills. + Bachelor's degree required, relevant certifications a plus. The Operations Analyst/ Specialist II TDS coordinates and executes projects primarily ... improvement of Operations and/or the attainment of organizational objectives. The Operations Analyst/ Specialist II TDS assists Operations management in… more
- Stanford University (Stanford, CA)
- Senior University Counsel **Office of the General Counsel, Stanford, California, United States** Compliance Legal Post Date Oct 17, 2025 Requisition # 107537 The ... Senior University Counsel will be responsible for providing expert...lean, dedicated legal team supporting all aspects of SMC's operations to assist in providing current and long-term support… more
- Bank of America (Los Angeles, CA)
- Senior Business Manager Los Angeles, California **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Los-Angeles/ Senior -Business-Manager\_25041534) **Job Description:** Merrill Wealth Management is a leading… more
- Capital One (New York, NY)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
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