- Wells Fargo (East Windsor, NJ)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Atlantic Highlands, NJ)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Foothill Ranch, CA)
- …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (San Jose, CA)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Robert Half Finance & Accounting (Fairfax, VA)
- …preparation of client meetings Requirements: 2 + years' experience BS/BA degree Have an active Series 6 , 63, or 65 Active Life and Health Insurance licenses is a ... related field. * Bachelor's degree in finance, accounting, or a related discipline. * Active Series 6 and Series 63 licenses are required; Series 65 is… more
- Access Dubuque (Dubuque, IA)
- …licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6 , 7, and 63. Northwestern Mutual provides ... programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6 , Series 7, Series 63, and more + Certified… more
- BMO Financial Group (Santa Cruz, CA)
- + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health insurance.** **_The mission of Premier Services is to help mass affluent ... first. **_You belong here!_** **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned… more
- TIAA (KS)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... in a client facing role, with a focus on relationship building + SRC Indicator: Series 6 or 7; Series 63 or within 120 days + University (Degree) +… more
- TIAA (KS)
- …Experience** + 5+ Years Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... relationship management or consultative sales experience **Preferred Skills:** + FINRA registered, Series 6 or 7 and Series 63 required within 120 days… more
- US Bank (Greenwich, CT)
- …three years of experience in Wealth Management private banking or financial services - Series 6 -63 or Series 7-63 licenses Preferred Skills/Experience - ... open to candidates with 3+ years of experience with active_** **_FINRA Series 6_** **_-63 or Series 7-63 licenses. The successful candidate will be hired for the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...28, 51, and 53 would be qualified to register as an Operations Professional ( Series 99) without passing the… more
- Raymond James Financial, Inc. (Southfield, MI)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...28, 51, and 53 would be qualified to register as an Operations Professional ( Series 99) without passing the… more
- Raymond James Financial, Inc. (Southfield, MI)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...28, 51, and 53 would be qualified to register as an Operations Professional ( Series 99) without passing the… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and Series 99 within 120 days (as required by FINRA) is required. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... Series 4, 9/10, 14, 16, 23, 24, 26, 27,...would be qualified to register as an Operations Professional ( Series 99) without passing the examination. **Travel Required:** +… more
- ADP (Dallas, TX)
- …financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... opportunities with other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be… more
- Access Dubuque (Dubuque, IA)
- …continue to grow your practice and obtain support for registrations and certifications such as the Series 6 & 63 or CFP (R) . Get inspired at local and national ... Support for insurance licensing (life, health, DI, LTC) + Support for SIE, Series 6 , Series 63 registrations (eligibility required) **About Us** For over 165… more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
- Jackson National Life Insurance Company (Nashville, TN)
- …approximately 5-8 months after being hired.** **Essential Responsibilities** + Obtains SIE, Series 6 , 63 and State Life Insurance License registration within ... **Experience working in a professional office environment preferred.** **FINRA SIE, FINRA Series 6 or 7, FINRA Series 63, State Insurance License required.**… more
- Aristotle Capital Management (Newport Beach, CA)
- …ability to obtain the Series 7 within 6 months of being hired. + Series 6 , 63, or 66: strongly desired. + CFA, CFP or MBA (or progress towards), desired. ... the financial services industry, specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the… more
- Citizens (Rochester, NY)
- …with a minimum 3 or more years industry experience + A combination of Life and Health, Series 6 , and/or Life and Health, SIE licenses required + Must be able to ... and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II...obtain Series 7 and 66 within specific timeframe required +… more
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