- Bank of America (Charlotte, NC)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Randstad US (Salt Lake City, UT)
- licensed series 7 . + salt lake city , utah + posted april 19, 2024 **job details** summary + $29 - $34 per hour + temporary + bachelor degree + category business ... Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required! For further information on the… more
- Bank of America (Hunt Valley, MD)
- National Financial Solutions Advisor I (Hunt Valley, MD) ( Series 7 Required) Hunt Valley, Maryland **Job Description:** At Bank of America, we're creating real, ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we're creating real, ... We always put our clients first to meet their evolving needs. **Required skills** * Series 7 , and 66 or equivalent (if not currently held, Series 66 must… more
- Bank of America (Pennington, NJ)
- Registered National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 & 66 or equivalent Required) Pennington, New Jersey **Job Description:** At Bank of ... always put our clients first to meet their evolving needs. **Required qualifications** * Series 7 , and 66 or equivalent *Is comfortable in a sales role, finding… more
- TEKsystems (Charlotte, NC)
- …of onsite training - 5 days on/ 5 days remote after training is complete Top Skills: - Series 7 required - MUST BE ACTIVE or within 2 year window so it may be ... re-activated quickly - Brokerage operations experience - Customer service experience - Microsoft Products - Strong Verbal/ written communication Skills About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take… more
- TEKsystems (Salt Lake City, UT)
- …see if they can process as is Additional Skills & Qualifications: + Must have an active series 7 license (need to have at least 6 months left of eligibility) + ... Client-facing experience + Previous finance/banking experience + Analytical About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong,… more
- Fort Pitt Capital Group, LLC (Harrisburg, PA)
- …quarterly production bonus opportunities Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER ... + Collaborate with other like-minded advisors What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required + Preference will… more
- Fort Pitt Capital Group, LLC (Pittsburgh, PA)
- …contributing to our clients' success. Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ... and engage with clients to create referral opportunities What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required +… more
- Wells Fargo (Chapel Hill, NC)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents)...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (New York, NY)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum of 5+ years… more
- Bank of America (Mobile, AL)
- …and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (San Jose, CA)
- …delegating team work. **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (Philadelphia, PA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Houston, TX)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Mandeville, LA)
- …reputational risks. **Key Qualifications for the role:** + Candidates are **required** to currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum 5+ years professional… more
- Bank of America (Juneau, AK)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial advice… more
- Bank of America (Jacksonville, FL)
- …accordance with terms and conditions set forth in the offer letter. You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... need to successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 and Series 63 licensing). These credentials along with your… more
- TIAA (Bloomington, MN)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 7IC **Required Qualifications:** + 3+ years of experience in financial services + FINRA Series 7 and Series 66 (or combination of 63 & 65) registrations must… more
- Morgan Stanley (Boston, MA)
- …sharing and collaborating with Financial Advisors * Pursue FINRA registration by obtaining the SIE, Series 7 , and Series 66, with a commitment to obtain all ... * College degree preferred * Industry experience is a plus * Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and… more
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