- Principal Financial Group (Des Moines, IA)
- …You'll Do** You will provide mutual fund transaction processing and maintenance services to mutual fund shareholder accounts. Success in this career ... + Providing timely and detailed responses to shareholders, sales force and/or shareholder services team through various communication means. + Assisting in… more
- Vanguard (Wayne, PA)
- …ensures Vanguard's funds and portfolios comply with global substantial shareholder disclosure requirements, investment guidelines, and affiliated transaction rules. ... with global regulatory requirements. + Analyzes ownership compliance summaries and fund investment guidelines and translates information into rules for operating… more
- Charles Schwab (Austin, TX)
- …Charles Schwab Trust Bank (CSTB), provides trust, custody, trading, and technical services to our clients, who are third party administrators, plan advisors and ... meet the needs of RBS by providing superior client service as it relates to the processing of incoming...invoices and collecting payments for our clients and mutual fund companies. We also provide timely reporting on fees… more
- Edward Jones (Tempe, AZ)
- …Overview:** Edward D. Jones & Co, LP ("Edward Jones") is seeking a Fund Investment Guidelines Specialist II for our Proprietary Funds Investment Guidelines ... of federal securities laws and regulations for Edward Jones Fund complex, and Service Providers. As a...boarding, etc.). *This position is known internally as a Specialist II- Fund Admin At Edward Jones, we… more