• Sr . Advisor , PCG

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches ... across the country + Detailed documentation of testing in branch exam system and related work papers + Ensure...organized + Gain a thorough understanding and application of PCG policies and procedures + Shift focus from one… more
    Raymond James Financial, Inc. (08/09/25)
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