- American Express (Phoenix, AZ)
- …in technology on #TeamAmex. ** Exam and Findings Management Manager - Technology ** The Manager of Technology Exam and Findings Management will ... Action Plans (MAP), Matters Requiring Attention (MRA), and other regulatory or audit actions across Technology . The...SMEs. This position will report into the Director of Technology Exam and Findings Management … more
- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... **Qualifications:** + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- Capital One (Mclean, VA)
- …Exam Team As a Senior Risk Manager in Capital One's Card Risk Audit and Exam team, you will apply your project management and analytical skills to our highest ... deliverables across various engagements + Facilitate internal audit and regulatory interactions (eg, development of management responses,... to assist with day to day audit and exam facilitation/ management + Support reporting and analytics… more
- Citigroup (Tampa, FL)
- … Governance, Advisory and Framework Lead (C14, SVP) will report to the Head of Technology Regulatory Management and Governance and will be instrumental in ... manager for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison...Technology businesses, Legal, Compliance, Internal Audit, and Risk Management functions to drive accountability to deliver on … more
- M&T Bank (Buffalo, NY)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... Responsibilities:** + Develop and implement strategic program management for regulatory matters relating to technology and cybersecurity + Spearhead… more
- Mizuho Corporate Bank (New York, NY)
- …cross-functional input to ensure timely and accurate responses to regulatory bodies. Regulatory Exam and Data Management : + Manage end-to-end processes ... regulatory implications. + Prior consulting background around IT Risk Management or Technology Regulatory The expected base salary ranges from… more
- City National Bank (Los Angeles, CA)
- …independently as well as collaboratively. * Experienced in regulatory interaction, project management , exam management and issue management with ... and prioritize several concurrent initiatives. * Experience communicating and interacting with regulatory agencies, including exam management and other … more
- Citigroup (Queens, NY)
- … regulatory reports and related control frameworks. + Proven track record in issues management , regulatory exam response and control oversight. + Able to ... The Regulatory Reporting role is a senior management...Reporting, Financial Planning & Analysis, as well as Enterprise Technology , & Operations. **Responsibilities:** + Lead and maintain the… more
- Citigroup (New York, NY)
- …Governance & Reporting, Assistant Vice President contributes to the directional strategy of regulatory engagement and exam management . In this role, you ... activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,...and followed related to the management of regulatory interactions, including exam management ,… more
- Bloomberg (New York, NY)
- …to work with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer, you will work with the ... regulatory exam and inquiries framework + Presentingdirectly to senior management on regulatory exams and inquiries + Managingad hoc assignments as… more
- Scotiabank (New York, NY)
- …**Overview** The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, ... oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory topics. The role includes partnering… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...and developments to provide insight and advice. + Conduct exam readiness assessments to ensure the organization proactively self-identifies… more
- Scotiabank (New York, NY)
- …and is responsible for managing and supporting supervisory interactions, including exam management , continuous monitoring, senior management discussions ... work with senior stakeholders in the three lines of defense, including Bank management and governance committees on regulatory topics. The role includes… more
- Raymond James Financial, Inc. (Memphis, TN)
- …General Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series ... compliance with industry/firm rules and regulations. Proactively collaborates with management and team to identify opportunities for operational efficiency and… more
- Truist (Atlanta, GA)
- …tools, documents and information as needed. 9. Assists with monitoring ongoing regulatory exam , walkthroughs and audits including consolidated reporting for exec ... of America) **Please review the following job description:** The Risk and Regulatory Execution team documents and performs both overarching risk management … more
- Capital One (Plano, TX)
- …audit and exam process effectiveness + Oversee incident and issue management , working with team and Technology well-managed teams to ensure comprehensive ... Senior Manager, IT & Technology Risk Management (Auto Finance) At...You will engage with internal and external audit and regulatory stakeholders, ensuring a high bar of delivery in… more
- M&T Bank (Buffalo, NY)
- …including preparing materials, coordinating responses from various individuals, aiding in exam management (template folders, collection of first day letter ... risk analysts within the team. + Recommend enhancements to Technology and Cybersecurity risk management training programs...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Truist (Atlanta, GA)
- …business and the GCO governance & reporting team for all audit and regulatory exam engagements. + Communicate with assigned business unit's leadership regarding ... This role is responsible for ensuring strong first line of defense risk management for the Enterprise Payments and Wholesale Technology team. This role… more
- M&T Bank (Buffalo, NY)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align practices with business… more
- M&T Bank (Buffalo, NY)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align practices with business… more