- Scotiabank (Dallas, TX)
- Director, Global Sanctions Exam Management , Regulatory and Emerging Risks **Requisition ID:** 244379 **Salary Range:** 157,700.00 - 264,200.00 _Please note ... are agile to meet the ever-evolving sanctions risks. **What You'll Do** The Sanctions Exam Management & Regulatory Emerging Risks Director oversees the… more
- Truist (Charlotte, NC)
- …Committee, as well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management . 11. Assist in thematic review of issues ... (United States of America) **Please review the following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting… more
- M&T Bank (Bridgeport, CT)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... of all technology capabilities. + Develop and execute sophisticated risk management framework and programs that informs how to align practices with business… more
- Santander US (Quincy, MA)
- …+ Exam Management : Liaison with the Business Line for all exam related activities including regulatory , Internal Audit and Credit Risk Review. Review ... Sr. Associate, Technology Risk Country: United States of America **Your...You Make:** The Sr. Associate, Business Control & Risk Management operates within the First Line of Defense and… more
- Truist (Charlotte, NC)
- …implement and document remediation. + Support the business for all audit and regulatory exam engagements. + Communicate with assigned business unit's leadership ... description:** The Business Unit Risk Team Lead engages with Technology Business Unit leadership in its management ...support and oversight for change activities (both business and regulatory change). + Provide oversight and support for open… more
- Regions Bank (Hoover, AL)
- …ensure clear accountability and alignment in risk activities + Provides regulatory exam and audit support for Technology , Digital and Data & Analytics ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...leading a team of first line of defense risk management experts that advise Technology , Operations, Digital… more
- City National Bank (New York, NY)
- …tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental initiatives and other ... MANAGER I - Technology * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the … more
- Berkshire Bank (Boston, MA)
- …Asset Management will develop, strengthen, and maintain the compliance and regulatory processes for the Asset Management division. This position will provide ... also responsible for understanding and advising on the securities industry, investment management , regulatory rules, product suitability, and firm policies and… more
- The County of Los Angeles (Los Angeles, CA)
- …DIRECTOR, ADMINISTRATION (Director, Workforce Management and Operations) Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/3110377) Apply ... NURSING DIRECTOR, ADMINISTRATION (Director, Workforce Management and Operations) Salary $163,996.80 - $255,048.48 Annually Location Los Angeles County, CA Job Type… more
- MUFG (Irving, TX)
- …vendors and knowledge of vendor risk assessments. Experience with audit and exam management is helpful. **Responsibilities:** + Development and maintenance of ... sustainable solutions; direct and implement as appropriate. + Coordinate vendor management activities for GFCD Technology and Innovation engagements. +… more
- Capital One (Mclean, VA)
- …that enable stakeholders to make data-based decisions + Assisting with exam management and the remediation of Regulatory and Internal findings + Promoting ... is responsible for Risk Governance, Risk Appetite, Credit Risk Policy, and Assurance Exam Management activities for the Commercial Bank. The team's contribution… more
- JPMorgan Chase (Denver, CO)
- …for sales and support teams to ensure effective adoption of new technology , practice management and business development supporting an Advisor's practice. ... **Description** Shape the future of wealth management by driving innovation and growth at JP... abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a… more
- Citigroup (Getzville, NY)
- …reporting + Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management :** + Manage internal and ... deployment of new technology in wholesale credit management . **Key Responsibilities:** ** Regulatory Data Quality Stewardship:...regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage… more
- Capital One (Chicago, IL)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... Principal Auditor - Risk Management Capital One's Audit function is a dedicated...provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates… more
- University of Southern California (Los Angeles, CA)
- …Keck Professionalism Program, Team STEPPS, Care for the Caregiver, SCORE Sensitive Exam /Procedures and Adverse Event Management . * Coordinates with Claims and ... The Senior Director, Integrated Risk Management , is responsible for designing and executing the...Risk Finance Team. + Legal/ Regulatory : * Maintains current knowledge of applicable State and… more
- Amentum (Silverdale, WA)
- …and ensures students can perform mission critical duties associated with day-to-day inventory management of DLA Energy Fuel account. | Order and Receive Fuel | ... abilities and effort involving handling of hazardous materials in accordance with regulatory requirements. | The following tasks are typical of this occupation:… more
- JPMorgan Chase (Lafayette, CA)
- …investment product and thought leadership platform along with cutting edge digital technology , you will be front and center representing our brand and interacting ... needs. As a Private Client Investment Associate in JP Morgan Wealth Management , you will be tasked with delivering exceptional client service, operational marketing,… more
- City National Bank (New York, NY)
- …be accustomed to working with deadlines. * Experience communicating and interacting with regulatory agencies, including exam management and other ... ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory… more
- MUFG (Jersey City, NJ)
- …across the three lines of defense (Compliance, Review Functions, Exam & Audit Management , Regulatory Exam Management ) to coordinate regulatory /IA ... strong stakeholder engagement and the ability to communicate clearly with global technology teams. The ideal candidate is analytical, detail-oriented, and adept at… more
- Commonwealth of Pennsylvania (PA)
- …courses related to ethics and compliance, sanitation compliance monitoring, quality control, regulatory issues in animal care and management , animal welfare and ... Pay Group ST06 Bureau / Division Code 00046121 Bureau / Division Regulatory Compliance Division Worksite Address See work schedule and additional information section… more