- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Making rule-based and ... specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training and/or certification to monitor… more
- ManpowerGroup (New York, NY)
- Our client is seeking a Transaction Monitoring Analyst to join their team. Location: Midtown NYC (near GCT)- 3x week in office, 2 remote Pay: $80-1 Language: ... best practices. The Bank will provide all access to monitoring systems, LAN, World-Check and any other paid/subscription tool...the Chief Compliance Officer or Deputy Chief Compliance Officer, as needed. The Analyst will… more
- Oriental Bank (San Juan, PR)
- The Analyst , BSA ( Monitoring ) evaluates sensitive information concerning customer account activity including transactional data to prevent and assess if such ... building, San Juan, PR. MAJOR DUTIES & RESPONSIBILITIES: + Responsible for monitoring the bank's customers for suspicious transactions by conducting reviews using an… more
- Santander US (Miami, FL)
- … will also assist with special projects and or reviews relative to transaction monitoring , AML, and Sanctions. The AML Sr. Compliance Analyst reports to ... Digital Wealth AML Sr Compliance Analyst Miami, United States of...purpose of initiating, developing and bringing to successful conclusion transaction monitoring investigations and Suspicious Activity Reporting.… more
- Mallinckrodt Pharmaceuticals (St. Louis, MO)
- …The Specialist, Controlled Substances Compliance (Principal Systems Data Analyst ) is responsible for continually monitoring complex issues pertaining ... Job Title Controlled Substances Compliance (Principal Systems Data Analyst ) Specialist...to processes and procedures for inventory control, quota monitoring , and adherence to Title 21 of the Code… more
- Northrop Grumman (Rolling Meadows, IL)
- …making history. Northrop Grumman Mission Systems is seeking an International Trade Compliance Analyst (Level 2) / Principal International Trade Compliance ... traffic to/from foreign destinations, ensuring related customer service, brokerage, and customs transaction compliance . + Maintains compliance with federal… more
- MUFG (Irving, TX)
- …+ Gain familiarity with MUFG Bank's financial crimes systems, including sanctions screening, transaction monitoring and know your customer (KYC), to be able to ... recruitment team will provide more details. **Job Summary** This Analyst role is within the Global Financial Crimes Division... transaction data flow from source systems to transaction monitoring and sanctions screening systems such… more
- NCR VOYIX (Atlanta, GA)
- …around the world to your local favorite around the corner. Title: Senior Payroll Compliance Analyst Location: Atlanta, GA Summary As a Global Payroll ... Compliance Analyst , you will work closely with...and annual filings. + Knowledge of advanced auditing and monitoring techniques required to ensure compliance . +… more
- Morgan Stanley (Purchase, NY)
- …and self-regulatory agencies that govern the firm's businesses. Wealth Management Compliance Monitoring functions to conduct trade surveillance and oversight ... workforce (M/F/Disability/Vet). **Job:** ** Compliance * **Title:** *Wealth Management Compliance Data Analyst * **Location:** *New York-Purchase* **Requisition… more
- Capco, a Wipro Company (Orlando, FL)
- …The Associate - Compliance Analyst will participate in compliance and operations monitoring , governance, oversight, and regulatory reporting activities ... and internal control teams. The role of the Compliance Analyst is to ensure that the...assess potential suspicious activity (eg, money laundering) + Perform transaction monitoring alert reviews and sanctions hit… more
- NextEra Energy (Juno Beach, FL)
- **Trading Compliance Analyst ** **Date:** Apr 22, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 77639 is one of ... needs? Join our world-class team today! **Position Specific Description** Support the compliance team and Director Trade Compliance with the coordination of… more
- Ally (Lansing, MI)
- …years' experience in Risk Management, Audit, or applicable testing programs (eg, compliance , testing and monitoring ), financial services and/or banking industry ... evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst reports to the testing manager and is responsible for executing the… more
- S&P Global (Chicago, IL)
- …support of new issue ratings and surveillance of CMBS transactions. The Senior Analyst will conduct property-level and transaction -level analysis as it pertains ... the Role:** **Grade Level (for internal use):** 11 **Senior Analyst - US Structured Finance - CMBS Ratings** **About...compliance with criteria and identify issues with the transaction structure. Provide comments to external parties. + Actively… more
- First National Bank of Omaha (Omaha, NE)
- …various tools to provide timely, accurate and reliable batch processing and system monitoring services across multiple platforms. The NOC Analyst role is ... various tools to provide timely, accurate and reliable batch processing and system monitoring services across multiple platforms. The NOC Analyst role is… more
- Action for a Better Community, Inc. (Rochester, NY)
- …financial accounting assistance in coordinating Agency wide budget preparation and monitoring , fiscal contract compliance and post-award grant accounting ... Office of Head Start and other funding sources on a timely basis. The Budget Analyst is also responsible for monitoring of Agency and funder regulations and… more
- TEKsystems (Charlotte, NC)
- …AML functions, but also a drive for excellence Must have experience around transaction monitoring investigations Must have experience completing end to end ... and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitors adherence to applicable regulations/ requirement… more
- Bank of America (Dallas, TX)
- …coverage of various types of models used for anti-money Laundering (AML) transaction monitoring , economic sanctions and fraud detections. Responsible for ... Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte,...Conduct detailed audits of various models, focusing on AML transaction monitoring , economic sanctions and fraud detection… more
- Health First (Rockledge, FL)
- …the close process is efficient and accurate. o Support the leadership by monitoring specific entities/ transaction cycles during the close process to verify the ... of the Accounting Supervisor/Corporate Accounting Manager, the Sr. Accounting Analyst provides superior quality, competitive value and outstanding service. The… more
- Vectrus (Mclean, VA)
- …responsibility, and professionalism. Responsibilities + What You'll Do: + The SEC Senior Analyst will be responsible for monitoring status and completeness of ... revenue recognition documentation and ensuring compliance with US GAAP. The SEC Senior Analyst will participate in researching and documenting technical… more
- Citigroup (New Castle, DE)
- The Cash & Trade Proc Assoc Analyst 2 is an entry level role responsible for assisting the function with any projects and initiatives related to cash management in ... coordination with the Transaction Services team. The overall objective is to facilitate...end, including escalation as needed. Controlled Disbursements Counterfeit Review Analyst is responsible for identifying potential fraud across all… more