- Citigroup (New York, NY)
- …sales and trading and distribution capabilities span asset classes (Commodities, Equities , Rates, Spread Products) and currencies, providing us with an ... Trading documentation, and Market Access Rule in the US (MiFID II Annual Self-Assessment in EMEA). + Co-ordination...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (Jersey City, NJ)
- …Risk Management **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $142,320.00 - ... the Firm's Watch List for monitoring. + Maintain the Control Room's internal database of investment banking assignments, to...legal and compliance groups to address information barrier issues, trading in equities and fixed income, employee… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to… more
- Bank of America (New York, NY)
- …an emphasis on secondary trading markets. + At least a basic understanding of US equities market structure, with an emphasis on electronic trading and ... laws, rules, and regulations. **Minimum Education Requirement: Juris Doctor** **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …Family:** Structuring **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - ... a proven track record and extensive knowledge of end-to-end process flows for Markets Trading and/or Treasury. + A Track record of directing change processes in both… more
- JPMorgan Chase (New York, NY)
- … trading strategies. **Job responsibilities:** + Perform as a Block trader on the US Equity ETF trading team, responsible for customer facilitation and ... Equities team is responsible for executing large-scale equity transactions and providing strategic insights to optimize ...risk pricing in US -listed Equity ETFs. + Identify … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day business… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- … Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 ... Counterparty Trading & Risk is a global business including...& Currencies XVA desks, and Spread Products, Commodities and Equities XVA desks on a matrix basis, to ensure… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...person to provide oversight in regards to market risk control for trading desks in the region.… more
- Citigroup (Getzville, NY)
- …Derivatives Processing **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $55,440.00 - ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- JPMorgan Chase (Brooklyn, NY)
- …you! As an External Reporting Controller Fair Value, Fair Value Option, Trading Assets and Structured Notes within the Firmwide External Reporting Controller (FERC) ... reporting improvements. Within this organization the Fair Value, Fair Value Option, Trading Assets and Structured Notes FERC team is responsible for investigating,… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- TD Bank (Lake Mary, FL)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Lake Mary, Florida, United States of America **Hours:** 40...forward-thinking. We provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- CIBC (New York, NY)
- …(CMRM) supports the Strategic Business Units (SBUs) in the measurement, monitoring and control of market, trading , operational and trading credit risks, ... ensuring that market risk for prime brokerage client portfolios and/or CIBC's trading desks is completely captured, quantified, and controlled. The role will include… more
- BMO Financial Group (New York, NY)
- …also works on ensuring that downstream feeds for various products (Structured Notes, Equities , OTC Equity and Interest Rate Derivatives, Bonds and Loans) are ... Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre...of Vanilla and Exotic derivative products (ie Structured Notes, Equities , OTC Equity and Interest Rate Derivatives… more
- Citigroup (New York, NY)
- …Family:** Structuring **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - ... in the fund finance space to join our Strategic Equities Solutions team. This role has runway to move...of the fund + Will have close relationships with Trading in addition to the control functions… more
- JPMorgan Chase (New York, NY)
- …and disposition alerts escalated by the surveillance groups related to equities trading and investment activities, including electronic communications, and ... of FCA and other global asset management regulations. + Experience with equities trading compliance, including best execution, trade surveillance, and market… more