- SMBC (New York, NY)
- …Operations (CUSO) seeks a quantitatively oriented individual for the position of VP , Quantitative Analytics within Corporate Treasury. The role involves leading ... US regulatory framework. This position will report to the Head of Treasury Quantitative Analytics (Executive Director ). + Develop PPNR and balance sheet forecast… more
- Jobleads-US (Atlanta, GA)
- …considerations and tax implications. The Senior Manager reports directly to the VP of Financial Reporting and Strategic Investments and interfaces extensively with ... Tax, and audit teams. What You'll Do Reports to: VP of Financial Reporting and Strategic Investments Work Location:...as liaison between officers, employees, & brokers for 10b5‑1 trading plans and transactions. Review Forms 3 & 4… more
- Santander US (New York, NY)
- Mexico FX Trading , Vice President / Executive Director - New York Country: United States of America **Your Journey Starts Here:** Santander is a global ... seeking a trader with experience in FX and Rates trading to join our Latin America desk in New...on revenue generation and client franchise + Strong analytical, quantitative , and risk management skills + Strong communication and… more
- JPMorgan Chase (Chicago, IL)
- …products and solutions to meet their generational wealth management needs. As a Vice President Sales Practice Manager within JP Morgan Wealth Management, you ... of reviews of potential sales practice issues, including broker-dealer documents, trading , and financial information. + Present findings (orally and/or in writing)… more
- JPMorgan Chase (Boston, MA)
- …regional employees as required by firm policy and review and resolve personal trading policy violations with Compliance and Regional Director as required ... ensure compliance with various regulatory and legal requirements + Monitor the trading practices of Advisors with respect to regulatory requirements and internal… more
- TD Bank (New York, NY)
- …other prohibited trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and tuning of ... may arise in a dynamic and evolving environment. The role reports to the Director of Quantitative Analytics within the Surveillance Intelligence Unit, which is… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
- TD Bank (New York, NY)
- …projects / programs requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice - President and Managing Director , Analytics & BI, TDS ... G&C, the primary role of the Director , Algo and Model Risk, TDS G&C is to...in investment banking and markets with significant exposure to trading , quantitative modeling, and risk management. **INCLUSIVENESS**… more
- UGI Corporation (King Of Prussia, PA)
- Director of Market Risk Management Location: King Of Prussia, PA, US, 19406 Workplace Environment: Hybrid Company: UGI Corporation Requisition Number: 26579 UGI ... Bonuses * Employee Discount Programs Job Summary We are seeking an experienced Director to create and lead our Market Risk Management operations. This senior… more
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