- SMBC (Jersey City, NJ)
- …application audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting ... areas of coverage for planning, development, implementation, and maintenance of an internal audit program covering technology related areas across the Americas… more
- Citigroup (Charlotte, NC)
- …etc.) for the department. + Drive/Support issue remediation; and timely closure/validations with Internal Audit . + Support fronting Internal Audits and Exams ... owners, and identify potential areas for improvement. + Support/represent unit head in performing the responsibilities that comes with: Process Ownership (driving… more
- SMBC (Jersey City, NJ)
- …policies and procedures of SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work of employees, may have a formal ... the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight... internal /external audits. + Lead remediation efforts from internal /external audit findings from a strategic and… more
- JPMorgan Chase (Jersey City, NJ)
- Join our Corporate Tax Department as a Vice President in the Federal Tax Controversy group, reporting to the Head of Federal Tax Controversy. In this role, ... Requests. + Gather and validate data while collaborating with internal stakeholders to address IRS inquiries and audit... internal stakeholders to address IRS inquiries and audit matters. + Serve as a primary point of… more
- MUFG (New York, NY)
- …**Qualifications:** + Typically have 7+ years of experience in Operational Risk, Internal or External Audit within a dynamic international financial institution ... A member of our recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the … more
- SMBC (Jersey City, NJ)
- …financial results, and ensure that reported results comply with Regulatory and Head Office requirements. The position is part of Legal Entity Controllers Group ... and is responsible for ensuring a sound internal control environment, timely and accurate financial and management...provision of information to external auditors for the annual audit ; + Oversees accounts, ledgers, and reporting systems ensuring… more
- MUFG (Tampa, FL)
- …be responsible for overseeing Trade Services Operations, including working with Risk, Audit and Compliance. Requires the ability to identify and remediate gaps and ... of all US Branches/Offices, ensuring that Standby L/C contents are complied with internal operating and compliance procedures, as well as industry practices from UCP… more
- Medtronic (Danvers, MA)
- …the Sr Global Compliance Director - (CQS) Core Quality Services functions as the global head of internal audit and compliance, leading a centralized global ... 100+ QMS entities, with responsibilities to: **1. Lead centralized Internal Audit function enterprise wide, including ...IRS earning minimums), and Capital Accumulation Plan (available to Vice Presidents and above, or subject to IRS earning… more
- Zurich NA (Philadelphia, PA)
- VP , Head of Construction Professional Liability 129159 Zurich North America is looking for a Head of Construction Professional Liability for our Specialties ... but not limited to: Technical Underwriting, Risk Engineering, Claims and Premium Audit . This Head of Construction Professional Liability Underwriting leadership… more
- Warner Bros. Discovery (New York, NY)
- …you are supported, here you are celebrated, here you can thrive. Your New Role The Vice President , Legal, Privacy & Data Strategy will lead a talented team of ... the company, including Senior Leadership, Legal, People & Culture, Risk Management, Internal Audit , Global Information & Content Security, Technology, Ad Sales,… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... The successful hire will assist the Global Control Room Head and the GCR Portfolio Management Head ...and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data,… more
- TD Bank (New York, NY)
- …and regulators, as needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the new hire will be ... focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- Zscaler (San Jose, CA)
- …broad-based compensation, sales incentive programs, and pay equity, you will report to the Vice President , Global Total Rewards and be responsible for: + Sales ... help shape the future of cybersecurity. **Job Description:** The Head of Global Compensation is a strategic leader responsible...compensation compliance with local labor laws, tax regulations, and internal audit requirements. + Pay Equity &… more
- Kuehne+Nagel (Jersey City, NJ)
- …State, and Local regulations, including for California and New York + Manage internal and external audit processes, including risk assessments and corrective ... imagine. **** **How you create impact** Reporting to the Head of Human Resources for the United States, you...met and prevent, detect and mitigate compliance risks. As VP , Labor Relations and Employment Compliance you will develop… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance...Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance… more
- Abbott (Alameda, CA)
- …product may or may not be classified as a medical device. + ** Audit & Compliance Oversight:** Drive internal audits, maintain software lifecycle documentation, ... lives. **The Opportunity** Lingo is seeking an impactful Global Head of Quality and Regulatory Affairs to lead our...strategic leadership position reporting directly to the Lingo Divisional VP . This individual will lead the implementation of a… more
- SMBC (Jersey City, NJ)
- …processes. Associates in the Investigations teams help lead the team on the behalf of the Vice President (" VP ") and report into the VP . Associates have ... responsibility for overseeing the process under their VP 's remit. Associates may be involved in performing assignments...including OFAC, MOFA, United Nationals Security Council and other internal lists employed at SMBC. + Ensures all updates… more
- MTA (Jamaica, NY)
- …and assess the reasonableness of findings and recommendations + Develop responses for Agency Head Vice - President and/or Department Head approval to ... Committees + Oversee coordination with other Agencies and departments, including legal, internal audit , security, human resources, and information technology, to… more
- Ford Motor Company (Dearborn, MI)
- …the Ford Credit VP , Accounting with matrix reporting to the Ford Head of Global Internal Control, requiring strong collaboration and communication with both ... recurrence. + Develop and maintain strong relationships with external auditors and internal audit partners to ensure effective communication and coordination of… more
- Zurich NA (Schaumburg, IL)
- …Compliance Assurance 125871 Zurich North America is currently hiring for an Assistant Vice President Director, Compliance Assurance and this person will work out ... North America HQ. This person will report to the Head of Compliance Advisory and Assurance. Responsibilities: + Directly...committees. + Work with other assurance providers such as Internal Audit and Risk Management as well… more