- Fidelity TalentSource LLC (Smithfield, RI)
- …non 40 Act distribution issues.\u00A0 Familiarity with intermediary, registered investment advisers ( RIA ), and institutional investor issues associated ... offering advertising and performance issues under FINRA rules, the Investment Advisers Act of 1940 and the Global ...Your Role You will provide counsel to the private wealth management and institutional distribution… more
- The Hartford (Wayne, PA)
- …for supporting the client facing Registered Investment Advisor ( RIA ), Bank Trust and Private Wealth Teams. Reporting into the Strategic Relationship ... Sales Consultants who cover this focused and specialized RIA , Bank Trust & Private Wealth Landscape....sponsor firms in collaboration with the appropriate affiliate portfolio management and research team members + Articulate investment… more
- Morgan Stanley (New York, NY)
- …via multi-channel distribution: Private Wealth ; US Institutional ; US Intermediary- Wealth Management and US Intermediary- RIA . This role is central ... Morgan Stanley Investment Management ("MSIM") is a global investment manager with over 40 years of history delivering innovative investment solutions… more
- TIAA (Columbus, OH)
- …Level** 8IC **Required Qualifications** + Minimum 5 years' experience in the investment management industry specifically within business development in the ... and Series 63 **Preferred Qualifications** + 7+ years' experience in the investment management industry specifically within business development in the… more
- Janus Henderson Investors (New York, NY)
- …to partner with best-in-class managers of alternative investments, bringing differentiated, institutional -quality investment opportunities to Private Wealth ... Your Opportunity + Understand the nuances of complex alternative investment solutions across both private and registered ...Services, with a preference for backgrounds in alternative asset management or private wealth management … more
