- Federal Reserve System (New York, NY)
- …within a commutable distance. **What we do:** The Supervision Group of the Federal Reserve Bank of New York (FRBNY) supervises banks in the Second District. The ... this responsibility by formulating national monetary policy, supervising and regulating banks and bank holding companies, and providing financial services… more
- Scotiabank (New York, NY)
- Senior Manager, Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline only. ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Travelex (Clifton, NJ)
- …large quantities of foreign currency banknotes for customers on a wholesale basis - including for central banks and international financial institutions. ... **Tesco Travel Money Advisor - Tesco Bank - Clifton Moor, York - Part Time** **Job... exchange platform, and we also process and deliver foreign currency orders for major banks , travel… more
- Scotiabank (New York, NY)
- …that houses all regulatory requirements/obligations and risk-related controls applicable to the Bank 's US operations. + Assist the Global Compliance project team ... Senior Analyst, Regulatory Obligations & Controls, US Compliance **Requisition ID:** 201761 **Salary Range:** 67,400.00 - 125,200.00 _Please note that the Salary… more
- Scotiabank (New York, NY)
- Director, Control Room - GBM&T Compliance **Requisition ID:** 201053 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Associate will liaise… more
- Travelex (Ringwood, NJ)
- …large quantities of foreign currency banknotes for customers on a wholesale basis - including for central banks and international financial institutions. ... around legal and regulatory standards and adhering to Travelex compliance procedures + Being able to adapt to working... exchange platform, and we also process and deliver foreign currency orders for major banks , travel… more
- ManpowerGroup (New York, NY)
- …client compliance with regulatory requirements, including those related to Bank Secrecy Act ("BSA")/Anti-Money Laundering ("AML") & Sanctions. * Sr. ... Enriching work experience is offered for anyone looking to get more exposure in wholesale /corporate banking compliance . If this is a role that interests you and… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, liaise across other departments… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Director will liaise… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....objectives. The role ensures all activities conducted are in compliance with governing regulations and internal policies and provides… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite. + Help to ensure the team… more
- Scotiabank (New York, NY)
- …communicates and liaises with internal and external stakeholders (Legal, Compliance , Traders, Global Wholesale Services, Technology Applications Group, ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....that information and data quality standards are maintained in compliance with the enterprise technology and data management standards… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....with oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory topics. The… more
- Scotiabank (New York, NY)
- … Wholesale Operations, regional audit teams including Capital Markets, Compliance , Risk Management, Operations, and business functions both regionally and ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....guiding more junior staff, and the monitoring of Borrower compliance and industry trends. **What You'll Do** + Champion… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite + Ensure work product is adhering… more
- Scotiabank (New York, NY)
- …for each business. + Work closely with other risk partners within the bank including Operational Risk, Compliance , Internal Control, and others within Financial ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more