- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist :** As a Market Risk ... Group supports the LISCC supervision program, specifically within the Capital Program on the Market Risk team. The Capital Program is led by the Capital Steering… more
- TD Bank (New York, NY)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- New York Power Authority (White Plains, NY)
- Senior Enterprise Risk Specialist Location: White Plains, US **Summary** The Senior Enterprise Risk Specialist supports the development, implementation, ... key risk metric reporting. The Senior Enterprise Risk Specialist also provides risk ...and Abilities** + Advanced knowledge of various types of risk including, Market Risk , Operational… more
- Wells Fargo (New York, NY)
- … Specialist for our Cyber Security organization. This role will work on governance , risk and control within the Application Security Team. **In this role, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Morgan Stanley (Purchase, NY)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party ... guidelines, and governance programs as front line liaison to Independent Risk Management area + Collaborate and consult with Control Management team and key… more
- New York Power Authority (White Plains, NY)
- Risk Specialist I Location: White Plains, US...and Abilities** + Working knowledge of various types of risk including, Market Risk , Operational ... documentation. + Provide support on the implementation and on-going operation of the Governance , Risk , and Compliance (GRC) software module specific to the… more
- Federal Reserve Bank (New York, NY)
- …expectations and findings. + Supervisory or industry experience in **investment banking, market risk , counterparty credit risk , and/or global markets ... input to the governance and controls rating based on the financial risk management and control assessments conducted under the Capital Program **What we are… more
- SMBC (White Plains, NY)
- …from an accredited university + 2+ years of experience in program data governance , regulatory and risk reporting, internal audit coverage of finance verticals, ... the current compensation paid in their geography and the market for similar roles at the time of hire....regulatory reporting) + Experience in participating in a data governance program with specialist knowledge of data… more
- Morgan Stanley (Purchase, NY)
- …managing the firm's issues and action plans in relation to Financial Crime risk . *The **Financial Crimes Governance Support analyst AVP**will:* * Lead ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line.… more
- Morgan Stanley (Purchase, NY)
- …deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people is critical to our ... and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line....Graduate degree is a plus * Certified Anti-Money Laundering Specialist (CAMS) designation is a plus * Proficiency with… more
- Wells Fargo (New York, NY)
- …Regulatory Relations, Compliance, Financial Crimes, Operational Risk , Audit, Legal, Credit Risk , Market Risk , IT Systems Security, Business Process ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Bank of America (New York, NY)
- …The role works closely with multiple business partners, including Front Office, Market Risk , Technology, Finance, and Compliance. The desired candidate should ... Global Operations Markets Support Specialist -Trade Control-Fixed Income New York, New York **Job...products across multiple trade capture systems, understanding trade capture risk and underlying drivers of PnL, enhancing current support… more
- Citigroup (New York, NY)
- …**Qualifications:** + Relevant industry experience of Data, Technology, Market Risk Management, Product Control or product valuation specialist with First ... strategic deliverables aligned to key Data set within Price Risk (ie trade population and attributes, market ...data used in Price Risk processes (trade, market data, reference data), data governance and… more
- Wells Fargo (New York, NY)
- …three business areas are supported by several shared function support teams through risk and issue governance , exam management, systems and technology support, ... periods of stress. The team is dedicated to the governance and oversight of risk activities across...company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational,… more
- TD Bank (New York, NY)
- …Business:** Data & Analytics **Job Description:** The Business Information Management Specialist provides business technical leadership across a broad range of ... groups + Solicits, analyzes, and understands data requirements (ie, using market research, requirements gathering, feature planning, user experience / design… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... Fargo is seeking a Senior Lead Wealth Custom Lending Specialist Working at Wells Fargo | Jobs and Careers...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more