- Citigroup (New York, NY)
- …, the O&T COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T ... Engagement Senior Lead and will be leading and coordinating the O&T's regulatory exam management activities (including regular and ad hoc meetings) globally,… more
- SMBC (New York, NY)
- … Regulatory Team within SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role is ... **Qualifications and Skills** + Exam management and strong project management skills supporting exams and regulatory projects for the financial services… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Guardian Life (New York, NY)
- …and advisors, and applicable rules and regulations from within a current regulatory environment + Excellent project management skills + Results orientation ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be...(PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …and upstream management and regulatory reporting. + Oversee the management of the Compliance Officer , the Compliance Program, the Bank's Compliance ... areas. + Provide for and lead an enterprise-wide risk management program at the forefront of regulatory ...Officer in in providing comprehensive and timely case management , investigation and remediation; CTR and SAR filing; customer… more
- Citigroup (New York, NY)
- …for and conduct of regulatory and IA exams in accordance with Global Regulatory Exam Management & Oversight Standard + Provide oversight and guidance ... The Business Risk and Control Sr Officer I is a strategic professional who closely...strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation… more
- City of New York (New York, NY)
- …TO PERMANENT CYBER SECURITY ANALYST AND THE QUALIFIED CANDIDATES WHO FILES FOR THE EXAM MAY BE ELIGIBLE TO APPLY> Established in 1805, the New York City Department ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- City of New York (New York, NY)
- …TO PERMANENT CYBER SECURITY ANALYST AND THE QUALIFIED CANDIDATES WHO FILES FOR THE EXAM MAY BE ELIGIBLE TO APPLY> Established in 1805, the New York City Department ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- Wellington (New York, NY)
- …tools, and assist with enhancing and maintaining team recordkeeping practices + Support regulatory inquiry and exam management in relation to Wellington's ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- TD Bank (New York, NY)
- …etc. Recently the team's mandate has expanded to develop and manage an end-to-end exam management process for Risk Management . In this new process ... Business:** Risk Management **Job Description:** The Office of the Chief Risk Officer (OCRO) Regulatory Engagement & Strategic Planning group was formed in… more
- TD Bank (New York, NY)
- …monitoring, risk assessments, reporting, and other activities + Internal Audit and regulatory exam management , and ongoing tracking/remediation oversight + ... planning, and business/operations support for the US Chief Compliance Officer and the US Compliance Senior Management ...Compliance Officer and the US Compliance Senior Management Team In addition to a regulatory … more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- JPMorgan Chase (Jersey City, NJ)
- …control breaks, and review actions taken to remediate issues + Manage the regulatory exam and internal/external audit activities for Allowance for Credit Losses ... the status quo and striving to be best-in-class. Within Risk Management & Compliance Chief Financial Officer , Control Management plays a critical role in… more
- Morgan Stanley (New York, NY)
- …positions in each of its business segments- Institutional Securities, Wealth Management , and Investment Management . Morgan Stanley, through its subsidiaries ... governments, financial institutions, and ultra-high net worth clients. Wealth Management provides a comprehensive array of financial services and solutions… more