- Capital One (New York, NY)
- …maintain a robust control inventory to ensure that appropriate risk and regulatory coverage is in place Communicate control gaps and deficiencies, risk ... Center 3 (19075), United States of America, McLean, VirginiaPrincipal Associate , Cyber Controls MonitoringAs a Principal Associate (PA) in Capital One's Cyber… more
- Capital One (New York, NY)
- West Creek 5 (12075), United States of America, Richmond, VirginiaPrincipal Associate , Cyber Risk & Analysis (Data Protection & Endpoint Security Service)As a Risk ... governance and risk related activities for the service, including PLA, RCA, Audit, Regulatory , CAMP, TRAs, and Controls testing. You will mature and manage the risk… more
- Capital One (New York, NY)
- …provide effective oversight, credible challenge, and expert advice to help manage and control risk associated with cyber operations. This position will play a key ... the bank's cyber risk management capabilities. As a TRM Associate , you will have the opportunity to shape and...assessments for senior management and other stakeholders, to include regulatory agencies and the Board of Directors, as needed.… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Englewood Lab, Inc (Totowa, NJ)
- Responsibilities: + Assist the Manager of Regulatory Affairs during cGMP, Environmental, and Regulatory audits. + With the assistance of Head of R&D (or ... required for local and international submissions. + Generate Raw Material Regulatory statement: Origin Statement, Cruelty Free statement, Heavy metal statement,… more
- SMBC (Jersey City, NJ)
- …for SMBC Americas Holding's Regulatory Reporting. Reporting to the Director, Regulatory Reporting Control Governance Lead, of PDAD FAD Controllers, the ... control framework and ensure the accuracy/compliance of US regulatory reporting. **Responsibilities** + Coordinate virtual and in-person training sessions and… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- Bank of America (New York, NY)
- FICC Business Finance Control Product Associate New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Morgan Stanley (New York, NY)
- …**Job:** **Capital Markets* **Title:** *Global Capital Markets Management - Business Control Unit Associate / Vice President* **Location:** *New York-New ... mitigate strategic, operational, credit and market risks. *Team Profile:* The GCM Business Control Unit within GCM Management supports GCM in executing a variety of… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- Morgan Stanley (New York, NY)
- …**Investment Banking* **Title:** *Investment Banking Divisional Management - Business Control Unit Associate * **Location:** *New York-New York* **Requisition ... meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a variety of… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorgan Chase & Co. (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. ... that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist...in the overall objective to empower the firm's broader Control Management organization with risk-based information to manage their… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- JPMorgan Chase (Brooklyn, NY)
- …lines of businesses and able to flag potential issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings ... Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in...and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in… more
- Colonial Pipeline Company (Avenel, NJ)
- …refined products to more than 50 million Americans. **About the Field Operator ( Associate , I, II) Position** The Field Operator position may be filled at the ... Associate Level, Level I, or Level II depending on...methods of operating, operations philosophies and tools to ensure control processes are conducted consistently. Field Operators thrive in… more