- Bank of America (Charlotte, NC)
- …standards. Ability to recognize all risk categories including credit, market, operational and compliance and bringing appropriate risk expertise as ... Risk Management Executive Charlotte, North Carolina;Pennington,...Management + Fiscal Responsibility + Presentation Skills + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- USAA (Charlotte, NC)
- … compliance progress, project implementation, management issues and legal/regulatory risk mitigation strategies. This position will be responsible for building ... + Establish and improve roles, policies and procedures for Compliance Management by all FSB business operational ...Enterprise initiatives + Stand up and oversee the BIS compliance program: identify risk and need, staff… more
- USAA (Charlotte, NC)
- …complex in nature. + Coordinates internal Audit Services programs with other audit, compliance and operational and risk management units, Corporate ... and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with...of audit results as required and delivering/communicating them to executive management and Risk committees as required… more
- US Bank (Charlotte, NC)
- …List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with Senior to Executive Leaders in their ... assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers, and other Senior RCA...technology risks and controls testing + Thorough knowledge of Risk / Compliance /Audit competencies + Strong leadership and management… more
- Bank of America (Charlotte, NC)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... Global Financial Crimes Executive - Global Wealth and Investment Management Front...I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR")… more
- Bank of America (Charlotte, NC)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... Global Financial Crimes Executive I Charlotte, North Carolina **Job Description:** At...I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR")… more
- US Bank (Charlotte, NC)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk / Compliance /Audit competencies - Strong leadership and management skills… more
- USAA (Charlotte, NC)
- …regulators + Provides strategic direction to the AML teams (which could include operational , analytical or risk management components) that monitor and analyze ... trends, patterns, and external factors impacting USAA's money laundering risk + Provides executive oversight and governance...Develop and implement a Data Governance program that supports risk management and compliance goals + Drive… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking an Assistant General Counsel - Executive Director in the Legal Department as part of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Charlotte, NC)
- …Defines the operating strategies, policies, and procedures aimed at achieving operational effectiveness, efficiency and compliance . Develops the strategy roadmap ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:**… more
- USAA (Charlotte, NC)
- …changes to underwriting system to ensure adherence to Life Company and/or USAA risk tolerance. + Ensures compliance with legislation and regulation regarding ... are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **Minimum Education:** +… more
- Bank of America (Charlotte, NC)
- …& Investment Banking, Commercial Banking, Business Banking, and Small Business Banking, Global Compliance and Operational Risk , Human Resources, and others. ... Regional Executive - Workplace Benefits Boston, Massachusetts;New York, New...required + Series 24 or ability to obtain within Compliance guidelines + Life, Health and Variable Annuity insurance… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** ... analytical, quantitative, and financial modeling skills to review financial statements, assess risk , and ensure regulatory compliance + In-depth knowledge of… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** ... core values, culture and desired behaviors - including a culture of risk and regulatory awareness and accountability balanced with innovation and member-service… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. The role requires collaboration with executive ... to the manager's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight… more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. + Liaise with key stakeholder groups including Enterprise Risk Management, Operational Risk Management, First Line Business ... equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and /...-level documentation. + Experience using business continuity or Governance, Risk and Compliance (GRC) systems. + Ability… more
- Wells Fargo (Charlotte, NC)
- …of Directors **Required Qualifications, US:** + 5+ years of Risk Management experience ( Operational Risk , Compliance Risk , Reputation Risk , ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …The Risk and Control Self-Assessment (RCSA) program is part of US Bank's Operational Risk Management framework and is designed to provide business lines and ... second line of defense function and sits within the Risk Management & Compliance area of the...control design, or quality assurance activities + Experience with Operational Risk program design and administration, ideally… more
- Bank of America (Charlotte, NC)
- …to the manager's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight ... Data Science & Analytics AML Operations, High Risk Detection Group Charlotte, North Carolina **Job Description:**...influence business managers and peers to ensure enforcement of compliance programs, balancing operational strategy within area… more