- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Corporate Risk is seeking a Business Execution Director...+ Identify opportunities and strategies for process improvement and risk control development to ensure operational excellence… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …to promote an effective compliance control environment 6. Performing periodic risk assessments of business and operational activities to identify ... oversight teams to implement and direct an effective compliance risk management program that sets forth...regulations, and other guidance related to assigned business and operational activities. 2. Sets strategy and direction of functional… more
- Truist (Charlotte, NC)
- …IAM risk . This includes a subset of the following sub-functions: a) governance b) risk and c) compliance with specific expertise in the areas of audit and ... role that is responsible for leading a highly complex, high- risk , critical, and broad-reaching capability that must be accomplished...compliance in the areas of IAM and PAM. **ESSENTIAL… more
- Citizens (Charlotte, NC)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... As the Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory and trade surveillance… more
- Sunrise Senior Living (Charlotte, NC)
- …+ Partners with the community leadership team to promote resident safety and compliance with Risk Management and OSHA/British Columbia Workers Compensation Act ... Brighton Gardens of Charlotte **Job ID** 2024-215442 **JOB OVERVIEW** The Resident Care Director (RCD) serves as the nursing clinical leader for the community and is… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Business Execution Director to lead the build out of a strategic...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... coverage, governance over information technology and information security including all operational risk areas such as business continuation planning, and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Digital Product Management Director to lead as the Head of Product Management...and strategy in alignment with organizational goals while managing risk and ensuring regulatory and policy compliance .… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Product Management Executive Director to lead the Commercial Bank through the next...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Audit Director (AD) in Enterprise Technology Audit Group (ETAG) to...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …and projects with a focus on assessing the risk management practices, operational and IT controls and regulatory compliance of the Banking platform. + ... Risk Management experience including any one of operational risk , credit risk , ERM/corporate...2nd line of defense + Strong understanding of regulatory compliance risk across 1st and 2nd lines… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …develop risk analyses and follow-up action items for accreditation compliance . The Director of University Accreditation and Assessment Systems Management ... Full-time Months Per Year: 12 Essential Duties and Responsibilities: The Director of University Accreditation and Assessment Systems Management has primary… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... Come be a part of what makes us so special! **The Opportunity** Our Director , Audit leads the planning, execution and oversight of the consolidated annual audit plan… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …to have long and meaningful careers with Truist. Oversee the administrative, operational , technical and governance aspects of fraud management within the relevant ... objectives and provide a well-controlled business environment that meets internal compliance , audit and governance objectives as well as regulatory requirements. 5.… more
- Lowe's (Charlotte, NC)
- …purchase plans, annual bonuses, and education assistance. **About the Role** As a Senior Director of Governance, Risk , and Compliance , you will lead global ... guides the administration of security tools to ensure they are addressing the governance, risk , and compliance aspects. * Creates and maintains a solid security… more
- Citizens (Charlotte, NC)
- …partners to ensure your risk inventory is up to date and in compliance with all applicable operational regulatory requirements. + Play a key role in ... analyzing, and identifying emerging risks, escalating to the Senior Director / Director of First Line Risk ...and related issues. Qualifications: + 6-8 years experience in Risk Management, Audit, or Compliance . + Prior… more