- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Financial Network (FINET) Governance Team within Wealth and ... market, complex, and branch **Required Qualifications:** + 4+ years of Supervisory Control , Risk Management Consulting, Property or Casualty Insurance, Insurance… more
- Truist (Charlotte, NC)
- …(LoD2) Enterprise Data Risk Oversight (EDRO) team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan ... Testing planning, requirement, challenging and remediation of the Data Risk Control testing results performed by both...and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings,… more
- Wells Fargo (Charlotte, NC)
- …seeking a Lead Business Accountability Specialist to join the RIA Solutions Channel's Risk & Governance team. This role will support the development of core ... controls , protocols, and approaches with respect to risk mitigation and the control environment, including...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control...tool + Maintains an inventory of processes, risks, and controls and associated metrics for risk appetite… more
- TD Bank (Charlotte, NC)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... certificate and/or + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks &… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Real Estate Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes… more
- Bank of America (Charlotte, NC)
- … Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. This role assists Global Financial Crimes (GFC) ... Global Financial Crimes Manager - Transaction Monitoring Governance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common… more
- Wells Fargo (Charlotte, NC)
- … risk or control management experience + Experience supporting risk -based governance programs + Excellent verbal, written, and interpersonal communication ... this role:** Wells Fargo is seeking a Senior Enterprise Risk Specialist in Strategic Enterprise Risk...Risk Management, is primarily responsible for leading enterprise risk programs, governance , and infrastructure. The function… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within Home Lending Servicing Risk (HLSR), a part of the Home Lending Chief ... lines of business at wellsfargojobs.com . The Senior Credit Risk Specialist is responsible for providing ...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg, Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... and regulatory remediation within a technology domain 2. Experience in strategy governance / risk oversight 3. Familiarity with risk measurement approaches… more
- Bank of America (Charlotte, NC)
- …issues and control improvements for remediation. The Senior Business Controls Specialist (Regulatory Management Team) will provide analytical support to ... Senior Business Control Specialist - Regulatory Management Team...data and information relevant to inspection metrics to support governance activities for dashboard reporting Skills: * Controls… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 2. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... job description:** Individual contributor to the Truist second-line-of-defense (LoD2) Technology Risk team responsible for independent risk oversight of one… more
- Bank of America (Charlotte, NC)
- Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make ... for remediation. **Responsibilities:** + Assesses the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Complex Products and Strategy team within Wealth & Investment ... within the private client group + Review and analyze controls to manage high risk investment strategies...Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk … more
- Bank of America (Charlotte, NC)
- …and operational risk management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES that is responsible for the ... reporting, and escalation of sanction related risks. The Sanctions Risk Specialist is responsible for the execution...communicates results. + Reviews and challenges the FLU/CF process, risk , control (PRC) inventory and FLU/CF … more
- Wells Fargo (Charlotte, NC)
- …Senior Fiduciary Specialist as part of the Security Movement and Control and Funding groups within Wealth and Investment Management Operations. Learn more about ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (Charlotte, NC)
- …line control , COB, and other stakeholders - improve operational controls to ensure auditability, transparency, and consistency - benchmark internal requirements ... Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Approval to Transact team as...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …and multi-faceted controls , protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning ... applications that are not in alignment to the technology risk controls and policies. The CMA team...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …to the IAM Scope Director and will be responsible for a variety of governance and risk management activities, which could include staffing and culture related ... (security) scope and policy coverage, entitlements, access definitions, and applicable IAM controls **Required Qualifications:** + 5+ years of risk management,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist ; accountable for governance , monitoring and managing Issues and Corrective ... organization. + Work with Issue Owners, Subject Matter Experts (SME's), Business Control Management (BCM), Independent Risk Management (IRM), to document Issues… more