- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... years of applicable experience - Experience and understanding of retail broker- dealer risks, products, operations and regulatory requirements - Experience and… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... have a genuine passion for driving strategic transformation in the financial services industry combined with relationship -building, leadership, and communication… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... what you excel at-all from Day One. **Job Description** The Audit Project Manager is responsible for overseeing and executing audits supporting the Global Capital… more
- Bank of America (Charlotte, NC)
- …business controls team and other internal departments, such as Legal, Operations, Financial Crimes Compliance, and broker- dealer Supervision + Work closely with ... Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:**...are guided by a common purpose to help make financial lives better through the power of every connection.… more