- Truist (Charlotte, NC)
- …for additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. Senior Financial Manager role that ... development, modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for… more
- Wells Fargo (Charlotte, NC)
- …begins with you. **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within ... As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks required to support...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Corporate and Investment Banking (CIB) ... more about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will be an individual contributor responsible for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... more about the career areas and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance oversight of Swap… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... more about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance to… more
- Bank of America (Charlotte, NC)
- Senior Trust Officer Charlotte, North Carolina...are guided by a common purpose to help make financial lives better through the power of every connection. ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the...to make a difference. Join us! **Job Description:** The Senior Trust Officer (STO) maintains a trust… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital ... experience Preferred Skills/Experience - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Truist (Charlotte, NC)
- …2. Minimum ten years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or ... (United States of America) **Please review the following job description:** As a senior member of the Market and Liquidity Risk Management (MLRM) team within the… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... as member on various Committees, Councils and Working Groups, Board meetings, regulatory agency meetings and examinations to offer 1st Line effective challenge,… more
- Truist (Charlotte, NC)
- …not limited to:** + **Tracking, reviewing, and analyzing private fund regulatory updates and assisting with implementing necessary changes across the GFOAS/TIS/TAS. ... private equity funds and other pooled vehicles).** + **Responding to different regulatory examinations and inquiries pertaining to the private fund complex.** +… more
- USAA (Charlotte, NC)
- …governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity, and ... risk management decisions. As a highly visible member of the financial management team, will have frequent personal interaction with and substantial influence on all… more
- Truist (Charlotte, NC)
- …and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance ... and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives...of education and work experience 2. Eight years of financial institution experience 3. Five years of direct experience… more
- US Bank (Charlotte, NC)
- …analytical coding a plus - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...Participate and/or act as lead representative for Credit on Regulatory exams. + Perform analysis and risk assessments of… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more
- US Bank (Charlotte, NC)
- …reviews loan underwriting and portfolio management performance for senior management/ regulatory agency review. The Credit Approval Officer collaborates with ... experience Preferred Skills/Experience - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Bank of America (Charlotte, NC)
- …and sound credit skills. In some cases, the role may assist a Senior Portfolio Management Officer (SPMO). They monitor clients operating performance and ... Portfolio Management Officer II / III New York, New York;Chicago,...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Wells Fargo (Charlotte, NC)
- …Risk Officer for the Credit Risk department within Corporate Risk to provide senior credit officers, Chief Risk Officer (CROs), the Chief Credit Officer ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Bank of America (Charlotte, NC)
- Leasing Credit Officer II Chicago, Illinois;Hunt Valley, Maryland; San Francisco, California; Providence, Rhode Island; Duluth, Georgia; Charlotte, North Carolina ... are guided by a common purpose to help make financial lives better through the power of every connection....their current performance, and their needs. The Leasing Credit Officer II uses this client knowledge to assess the… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer Chicago, Illinois;Hunt Valley, Maryland; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... purpose to help make financial lives better through the power of every connection....current performance, and their needs. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness… more