- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Senior Risk Specialist ( Audit & Exam Engagement) - Hybrid As a Senior Risk Specialist ... mitigate, or avoid the risks altogether. This position, Senior Risk Specialist ( Audit & Exam ...Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business Process… more
- Capital One (Richmond, VA)
- …, Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DPS Operations Team, you will be responsible ... and organization skills. These skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARR, etc.) + Lead facilitation of exam and audit responses + Establish well… more
- Truist (Richmond, VA)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... regulatory change). 6. Provide oversight and support for open risk , audit , and regulatory issues. Evaluate the...and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate… more
- Capital One (Richmond, VA)
- …Data Risk Management. You will support requests from Internal Audit or External Regulators in regard to control-related performance and artifacts. Managing ... with 2nd line of defense advisors, external auditors and regulators to address audit and exam requests **Basic Qualifications:** + High School Diploma, GED… more
- Truist (Richmond, VA)
- …risk management experience in financial services or related field 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... issue remediation planning providing feedback for successful closure. 2. Participate in audit preparation activities and exam preparation. 3. Participate in key… more
- Capital One (Richmond, VA)
- …Manager to join our team in supporting US Card Compliance. The Compliance Advisory Manager performs a key risk management role (second line of defense), to ... + Develop strong understanding of applicable laws and regulations + Evaluate Internal Audit , Regulatory Exam , and self identified issues and events for… more
- Truist (Richmond, VA)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... issue remediation planning providing feedback for successful closure. 2. Participate in audit preparation activities and exam preparation. 3. Participate in key… more
- Bank of America (Richmond, VA)
- …policies * Coordinate with partners and stakeholders to ensure end-to-end process engagement * Provide audit and exam support * Acts as an ambassador of the ... Regulatory Business Controls Manager - Retail Business Enablement & Controls, Lending...line units. Incumbents typically have over 5+ years of risk management and/or FLU/ECF experience. * Monitor and influence… more