- Citigroup (New York, NY)
- …), and Market Risk Operations and Technology Solutions. The TBT&MR group is accountable for delivering Regulatory Business Critical Milestones, delivering ... Data and Technology (RD&T) is part of Citi's Enterprise Risk Management (ERM) Group within Independent ...extent required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Relations Group **Requisition ID:** 200524 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... and lines of business at wellsfargojobs.com . **Business Overview:** The Business Risk Control and Regulatory Oversight Early Talent program encompasses five… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager , Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. ... CRMs and Product partners to document corrective actions * Risk and Regulatory Compliance (Fed, OCC, PRA,...**Education:** + Graduate degree, Master's degree preferred. **Job Family Group :** Risk Management **Job Family:** Business … more
- Citigroup (New York, NY)
- **Enterprise Stress Testing Senior Group Manager - Liquidity Risk ** **and Non-Traded Market Risk ** **Team/Role Overview** This role sits in Enterprise ... in Microsoft Office (EXCEL), SAS, R, Python or other programing languages **Job Family Group :** Risk Management **Job Family:** Risk Analytics, Modeling, and… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager - Technology and Data lead manages multiple teams through other managers. Excellent communication skills are ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk &...job-related duties may be assigned as required. **Job Family Group :** Risk Management **Job Family:** Business … more
- Citigroup (New York, NY)
- …defense is aligned with internal and external control standards, as well as regulatory and audit requirements. + Appropriately assesses risk when business ... causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides the specialist subject matter experts...CRISC, CISSP, CISA, or PMP) a plus **Job Family Group :** Risk Management **Job Family:** Operational … more
- Bank of America (New York, NY)
- …focus of the second line's risk management activities. The C&OR Manager prepares materials for C&OR regulatory exams/audits/inquiries and may provide ... Compliance & Operational Risk Manager - Global Markets & Fixed...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- TD Bank (New York, NY)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- HSBC (New York, NY)
- … regulatory issues, providing challenge and governance to mitigate regulatory risk . Global Regulatory Policy Manager - Liquidity continuously monitors ... risk , liquidity risk , securitisation, market risk , etc. Global Regulatory Policy Manager...complex transactions and new products to ensure compliance with Group and local regulatory policies, ensuring all… more
- Bank of America (New York, NY)
- …and Global Wealth &Investment Management Risk (hereinto referred to as "GFC Risk Manager ") is responsible for the execution of the Company's Global Financial ... activities under the Bank Secrecy Act ("BSA"). The GFC Risk Manager will engage with GFC Specialists,...+ Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching… more
- HSBC (New York, NY)
- …issues, including the establishment of interpretations and governance processes to mitigate regulatory risk . GRPA also monitors new rule developments and other ... New York City area may be considered. As our Regulatory Policy Manager - Credit Valuation Adjustment...complex transactions and new products to ensure compliance with Group regulatory policies + Provide technical support… more
- Morgan Stanley (New York, NY)
- …**Job:** **Investment Banking/Sales/Trading/Research* **Title:** *FID, Electronic Trading Risk Manager - Analyst/Associate* **Location:** *New ... often develop customized solutions. Qualifications *Team Profile* The Electronic Trading Risk Management (ETRM) group 's primary responsibility is the integrity… more
- Scotiabank (New York, NY)
- …self-identified issues. This person will serve as a Technology Partner for the US Regulatory Relations, US Operational Risk Group , Compliance and other US ... Manager , Regulatory Technology **Requisition ID:** 206370...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Reporting **Requisition ID:** 206287 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... every future! **Overview** In this role as a Senior Manager , Regulatory Reporting, you will contribute to...Bank (eg Operations, Treasury, Finance, IT, Product Control, Credit Risk ) to interpret, operationalize and implement new regulatory… more
- TD Bank (New York, NY)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , AML...of AML/ATF/Sanctions/ABAC professionals and overall operation of a diverse group in an area of moderate risk ,… more
- Scotiabank (New York, NY)
- Manager , US Finance & Regulatory Reporting...You'll Do** + Develop a strategy for financial and regulatory audits, risk management, and annual planning ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...for every future! **Purpose** Lead and execute Financial and Regulatory Reporting related audits. Manager leads and… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to… more
- American Express (New York, NY)
- …staff significantly as we continue to expand and enhance the Internal Audit Group . Our assurance and risk professionals have diverse backgrounds including ... development; and key internal capabilities and technologies. **About the Role:** Our Internal Audit group is seeking an eager Audit Manager to help advance and… more