- American Express (Phoenix, AZ)
- …including but not limited to: General Counsel's Organization, Independent Compliance Testing team, Operational Risk , Internal Audit, Financial Crimes ... of gaps and customer remediation where required. + Participating in the Compliance Risk Assessment process to ensure that all applicable laws and regulations are… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- American Express (Phoenix, AZ)
- …results through extensive engagement and close collaboration with multiple stakeholders including Operational Risk Governance Group, Lead Operational Risk ... The group provides the framework and methodology for SOX Compliance , independent monitoring & testing assurance over...and ICFR guidance and advisory to business process areas, operational risk and Control Management teams through… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- MUFG (Tempe, AZ)
- …and economics. Equivalent work experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance and Operation Risk ... and influencing non-technical aspects of technology change (eg business and operational architectures) + Experience developing, testing and implementing… more
- Bank of America (Chandler, AZ)
- …business and support leaders. **Required Skills:** + 5+ years of risk management, compliance , and/or Anti-Money Laundering relatable experience **Desired ... work. **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking +… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... performs complex work assignments and problem resolution in support of risk -based key departmental processes and operational reporting activities. Adheres… more
- American Express (Phoenix, AZ)
- …but not limited to: Internal Audit, Internal Independent Compliance Testing team, General Counsel's Office, Operational Excellence, and Privacy Office. ... timely closure of gaps and customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all applicable laws and… more
- American Express (Phoenix, AZ)
- …Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit Group) ... and complaints. In addition to leading and supporting an effective compliance risk management oversight program for the EDDS business unit, this position… more
- American Express (Phoenix, AZ)
- …the day-to-day execution of compliance reviews performed by the Independent Compliance Testing (ICT) team. The Manager will provide general support to ... + Understanding of internal control frameworks, RBST including objective/transactional and control testing , and other compliance testing and monitoring… more
- Vista Outdoor (Phoenix, AZ)
- …**Job Description** **Job Title:** Compliance Analyst **Keywords:** Regulatory Compliance Analyst, GRC, Governance, Risk Management, Information Security ... of privacy posture (PII, DPA, GDPR, CCPA/CPRA, CDPA, Cookie Compliance , DSAR). + Conduct third-party risk analysis...Legal, and Engineering. + Knowledge of industry standards and compliance best practices. + Experience in IT operational… more
- J&J Family of Companies (Phoenix, AZ)
- …FCPA, HCC and GCC guidelines and regulations. + Other types of financial, compliance and operational audits or special projects as required. **Core ... Lead Specialist - Compliance Audit & Investigations - 2406194651W **Description** Johnson...audit and possesses the technical skills sufficient to mitigate risk . | Leads and plans an audit or investigation… more