- Morgan Stanley (New York, NY)
- …opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Vice President - ... management and governance. This is a Vice President level position within Business Audit , which...plan, results of test work. . Representing Risk Management Internal Audit on relevant committees, working groups… more
- City of New York (New York, NY)
- …report to the Vice President of the Department of Internal Audit and Assessment. Primary Responsibilities The responsibilities of the Administrative ... - Conduct special assignments or tasks, as requested by the Vice President of Internal Audit and Assessment. NOTE: Due to the existence of a civil… more
- Morgan Stanley (New York, NY)
- …and lending products and services in support of WM & ISG clients and seek a Vice President as part of the US Banks First Line of Defense (1LOD) Business ... * Maintain workpapers (documentary evidence) to support review of remediation activities Internal Audit Oversight: * Collaborate with stakeholders to confirm… more
- MUFG (New York, NY)
- …provide more details. **POSITION SUMMARY** The Vice President , Audit OPS ( Audit Practices & QA) position within Internal Audit will report to the ... related to various audit methodology topics + Management of Internal Audit Policy including, amendments to existing Policy and providing support on Policy… more
- MUFG (New York, NY)
- …more details. **_Job Summary:_** The Associate Auditor II role within the Internal Audit function is responsible for executing independent, objective assurance ... + Minimum of 3+ years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related… more
- Morgan Stanley (New York, NY)
- …and services to serve the needs of WM clients. The US Banks seeks an Assistant Vice President to join the First Line of Defense MSPBNA Lending Business Control ... Private Share Lending and Residential Mortgage. The BCU Assistant Vice President will report to the MSPBNA...framework *Experience in risk assessments and exams - Regulator, Internal Audit , Operational Risk and Compliance *Experience… more
- Morgan Stanley (New York, NY)
- …products and services to serve the needs of WM clients. The US Banks seeks a Vice President to join the First Line of Defense MSPBNA Lending Business Control ... Lending, Private Share Lending and Residential Mortgage. The BCU Vice President will report to the MSPBNA...(preferred) *Experience in risk assessments and exams - Regulator, Internal Audit , Operational Risk and Compliance *Strong… more
- Morgan Stanley (New York, NY)
- …services to serve the needs of WM & ISG clients. The US Banks seek a Vice President ("VP") to join the Deposits and Cash Management Business Control Unit team. ... to diversifying its workforce (M/F/Disability/Vet) **Job:** **Wealth Management* **Title:** * Vice President Deposits and Cash Management Business Control… more
- HSBC (New York, NY)
- …of controls and best practice within the region. As our Assistant Vice President Non-Financial Risk Officer you will: + Proactively identify ... internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators… more
- HSBC (New York, NY)
- …including HNAH capital contingency and recovery planning work as necessary As our Vice President Capital Planning, HNAH you will: Customers / Stakeholders + ... HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- State of New York Mortgage Agency (New York, NY)
- …Fund; HOME, RAD, Mitchell Lama, and various other State housing programs. The Vice President position entails multiple supervisory tasks while maintaining a ... staffing and succession plans. + Coordinate Asset Management's responses to any program audit , as well as implementation of any recommendations resulting from such … more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *Assistant Vice President US Banks Business Risk New Product ... in a highly regulated environment. *Experience in operations, finance, compliance, or audit is a plus. *Bachelor's Degree in; Finance, Economics, or Business is… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer, Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... diligence of HFs. Perform quantitative and qualitative credit assessment, setting internal ratings and recommending credit limits * Initial margin calculation:… more
- SMBC (New York, NY)
- …employees. **Role Description** The Leasing and Finance Division is hiring a Credit Portfolio Risk, Vice President to work out of the NYC office. This role is ... those required by SMBC for use by various regulators. + Spearhead various audit and regulatory requests for information and/or reports. Final oversight that all… more
- MUFG (New York, NY)
- …of any NOSQL databases, design, and architecture + Combined experience in IT external audit , IT internal audit and technology risk and/or ITGC assessment ... Execute testing of ITGCs and application controls based on internal and industry standards and guidelines for design and...years of experience in IT risk and controls performing audit and control checks or implementation of control measures… more
- Citigroup (New York, NY)
- …management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to ... involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action Plans and associated target… more
- SMBC (New York, NY)
- …+ 7+ years of swap dealer experience + Has a Compliance Testing, NFA or Internal Audit background + Able to work independently on projects with little oversight ... announcement memoranda. + Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments. +… more
- Citigroup (New York, NY)
- …members in strategic positioning as well as to close transactions with various internal stakeholders . Improved footprint with the client base - which should ... with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure .… more
- Mizuho Corporate Bank (New York, NY)
- …may include scenario analysis, material risk identification, process mapping, the RCSA, and internal control testing. + Collaborate and work with NFR team members on ... well as Capital Markets a plus + Risk management, compliance, or audit experience. + Non-financial risk management framework experience desirable + Strong… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... + Effective interpersonal skills to develop and maintain relationships with internal and external stakeholders + Ability to analyze and pitch situations… more