- Morgan Stanley (New York, NY)
- …**Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New York-New York* **Requisition ID:** *3252627* ... support of WM & ISG clients and seek a Vice President as part of the US Banks First...team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in… more
- Morgan Stanley (New York, NY)
- …internal control environment for risk management and governance. This is a Vice President level position within Business Audit, which is responsible for inspecting ... issue closure validation. . Managing performance for members of the Americas Operational Risk Audit team, including their quarterly performance evaluations. .… more
- SMBC (Jersey City, NJ)
- …to develop and test tools, systems, and system changes in line with policy and regulatory expectations. + Apply economic, quantitative, and statistical skills ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko… more
- MUFG (New York, NY)
- …banking, securities, wealth management, and more. Our 13,000 colleagues in the Americas are committed to forging long-standing relationships that enable us to ... solutions to our clients doing business within our region and worldwide. In the Americas , we serve our corporate and investment banking clients under the MUFG brand.… more
- Morgan Stanley (New York, NY)
- …IBD in executing a variety of strategic, financial, operational and regulatory initiatives, including the identification, evaluation and mitigation of risks arising ... of the client onboarding process for IBD and GCM transactions within the Americas - Assist with the identification and evaluation of potential franchise risks… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- MUFG (New York, NY)
- …on the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy ... ABL and Sponsor transactions for Credit Division of the Americas . This is a critical role in supporting the...on changes and potential changes in the sector and regulatory developments is an important part of your job… more
- MUFG (New York, NY)
- …an effective risk and control framework, Operations and Technology for the Americas (OTA) documents and executes risk and control assessments across processes ... controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing… more
- MUFG (New York, NY)
- …pertinent to making a decision with little support from management ** Policy Compliance** + Ensure compliance with external regulatory /internal ... policy and procedural requirements + Participate in ad-hoc policy meetings to enhance organization wide credit risk framework **Support and mentor junior analysts… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary:** This role will be part of the MUFG Americas ' Market Risk Management and reports to the Head of Risk Reporting and Risk ... counterparty credit risk reporting infrastructure + Participate in audit and regulatory engagements relating to counterparty credit risk reporting and data processes… more
- HSBC (New York, NY)
- …further development of a successful TMT Investment Banking franchise in the Americas . Understand client needs and deliver innovative solutions across all product ... of solutions to customer needs that span geographical/product boundaries and regulatory environments. Manage deal teams to ensure that transactions are completed… more
- SMBC (New York, NY)
- …& options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for ... competitive portfolio of benefits to its employees. In the Americas , SMBC Group has a presence in the US,...regulatory and internal audit matters, business processes, and policy governance matters of CM. The role will act… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Title: Technology Policy Framework Manager Level : Vice President Principal Duties and Responsibilities Seeking a motivated and detail-oriented ... and standards in alignment with industry best practices and regulatory requirements. * Track policy review dates...clients in 35 countries and 800 offices throughout the Americas , EMEA and Asia. Mizuho Americas is… more
- SMBC (Jersey City, NJ)
- …Analytics Vice President, FCC Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate performs detailed analytics work in an ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...develop and test tools and systems in line with policy and regulatory expectations. + Apply economic,… more
- Morgan Stanley (New York, NY)
- …securities, and Residential real estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First Line Business Risk team to provide ... He or she will be responsible for aiding the Vice President (VP) and Executive Director (ED) of the...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more