- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including ... XVA Trading , In-Business Risk Credit Risk Mgmt and Capital Advancement....and multiple partners in Market Risk, MQA, IT, Finance, Compliance and others. The Business Execution team for CTR… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX franchise with Institutional ... and will comply with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that transactions are fully documented and processed accurately… more
- JPMorgan Chase (New York, NY)
- North America Credit Trading acts as a market maker in corporate credit products to the largest asset manager and investor clients. **Job Summary:** As an ... risk and P/L are correctly captured on T, partners in other groups ( Compliance , Market Risk, Product Control) are alerted to any potential concerns + Post-Trade:… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products....**Volcker EAC** * The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... stress testing, designing limit frameworks and interfacing with the trading desk and other risk and support groups (ie,... desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the… more
- JPMorgan Chase (New York, NY)
- The Digital Markets Business Manager will provide end-to-end support in driving a number of key initiatives across crucial Digital Markets and E- trading ... to execute and implement on business strategy. As a Digital Markets Business Manager within our Business Management team, you will provide end-to-end support in… more
- TD Bank (New York, NY)
- …liquidity while understanding potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and Liquidity Risk management ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... portfolios including trade surveillance, e-communications and voice surveillance, employee trading , outside activities surveillance, and information barrier surveillance. **Responsibilities:**… more
- Bank of America (New York, NY)
- …C/C++, Java, python . Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking, Compliance Surveillance . ... Market Behavior Modeling Research Risk Analysis Sr. Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a… more
- SitusAMC (New York, NY)
- …of the balance sheet. **Overall purpose of role:** The role is for a business manager , based in New York to support the Equity Derivatives US business. The Business ... the Equity Derivatives business. It involves working on the trading floor and building strong relationships across desks and...and IT, Product Control, Risk Control, Operations, Legal and Compliance , as well as working closely with Sales &… more
- Bloomberg (New York, NY)
- …solutions to a range of client personas including quant researchers, risk managers, trading compliance departments, and regulatory reporting teams. + Be a ... Product Manager - Quant Risk Workflows - CTO Office...company thought leader on quant workflows from trading strategy ideation to implementation to post-trade risk and… more
- Bank of America (New York, NY)
- Global Markets Risk Senior Manager New York, New York **Job Description:** The Global Markets Risk Executive for the Bank of America Securities (BofAS) legal entity ... will primarily interface with the Product Trading /Marketing Heads and the product heads of other risk...product heads of other risk and support groups (ie Compliance , Finance, Operations, etc), as well as local regulators… more
- Fifth Third Bank, NA (New York, NY)
- …with the tools they need to manage capital and investment needs. The trading team provides Primary and Secondary market liquidity in specified market sectors. The ... Financial Institution Group within our Securities division provides origination, trading and distribution of Preferred Notes, Certificates of Deposit, Share… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations and internal Trust department… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... (for internal use):** 11 **Title** : Associate Director, Marketing Manager **Position Overview:** As a Marketing Manager ...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- PNC (New York, NY)
- …background. Series 6/63/7 Licensing Required. **Job Description** + Lead and manage trading strategy and execution for select capital markets products. Makes markets ... in designated customer products and manages portfolio risk. Enforces team's compliance with risk and regulatory requirements. + Works strategically with traders,… more