- SMBC (New York, NY)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance... Compliance Governance Forums (ie, RCWG, CRC, etc) Compliance Management and Head Office. + Ensure… more
- JPMorgan Chase (Jersey City, NJ)
- …risk and control culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join ... as a Corporate Controls Control Manager at the Executive Director level and be part of a team that...st Line of Defense) and thought leader in the Compliance Risk Assessment Program of Corporate Controls you will… more
- Citigroup (New York, NY)
- …with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- MTA (New York, NY)
- Director Legislative Initiatives & Compliance Services Job ID: 6605 Business Unit: MTA Construction & Development Location: New York, NY, United States ... days after their effective date of hire. JOB TITLE: Director , Legislative Initiatives & Compliance Services AGENCY:...to approval regarding the most significant business and policy issues by Senior Management of MTA Construction… more
- ManpowerGroup (New York, NY)
- **Title: Director of Compliance Data Governance & Reporting** **Location: NYC (Penn Plaza)** **Schedule: 2-3 days on site per wk** **Duration: Perm** **Salary: ... and banking provider that delivers global financial services is seeking an experienced Director of Compliance Data Governance and Reporting. The individual is… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; * JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , Equities Compliance to join our growing team in New York… more
- American Express (New York, NY)
- …customers' evolving payment needs. **About the Role** This newly created role of ** Director , Enterprise Payments** **Risk & Compliance Oversight** is an exciting ... operating model and accelerate the development of our enterprise payment services. The Director , Enterprise Payments Risk & Compliance Oversight will augment our… more
- MTA (New York, NY)
- Senior Director Construction Compliance Job ID: 4152 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: ... 30 days after their effective hire dat e. JOB TITLE: Senior Director Construction Compliance AGENCY: Construction & Development DEPT/DIV: Delivery/ Delivery… more
- SMBC (New York, NY)
- …a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the ... various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees.... Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a… more
- Scotiabank (New York, NY)
- …for front office staff in trading and sales on relevant legal, regulatory and compliance issues . + Oversees support provided by the Markets Compliance ... including other Compliance functions, Internal Control, Regulatory Relations, Legal, Risk Management , and AML Compliance . + Informs and advises business line… more
- City of New York (New York, NY)
- …peers, and have certain degree of latitude for high-level decision-making. The Deputy Director of Compliance and Payments operates under the direction of the ... as well as hospitals and is responsible for budgeting, research, analysis, compliance , payments, and verification of claims or invoices submitted by these contracted… more
- Google (New York, NY)
- …a relevant field or equivalent practical experience. + 15 years of experience working in compliance , policy, risk management or a related field, with 2 years of ... of compliance requirements, standards, and regulatory obligations. + Review issues and incidents to assess risk and ensure remediation plans are adequate.… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned function/business/product. +… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more
- J&J Family of Companies (New Brunswick, NJ)
- …compliance . This role requires a comprehensive understanding of the relevant regulations, compliance issues , and the ability to provide strategic legal advice ... Senior Legal Director , Global Risk Management - 2406186900W...internal stakeholders and, when necessary, external counsel to resolve compliance -related issues and implementing findings from risk… more
- SMBC (New York, NY)
- …+ Ability to provide thought leadership and subject matter expertise for compliance issues . **Additional Requirements** D&I Commitment Responsible for fostering ... + Manage both day-to-day and strategic planning for Employee Compliance functions + Provide reporting to management ...Employee Compliance functions + Provide reporting to management including Board and Executive Committees + Create and… more
- SMBC (New York, NY)
- …Manager who would be responsible for the execution of tasks to support senior management within the Americas Division Compliance Department (ie, Compliance ... and Chief Compliance Officer). **Role Objectives** + Assist with the management and oversight of the Americas Division Compliance Department (CPAD). +… more
- City of New York (New York, NY)
- …broader goals of enhancing compliance and enforcement functions. - Assist the Director of Program Management in overseeing the tracking of project progress ... Environmental Planning Unit, the Policy Unit and the Program Management Unit. Your Impact: As Deputy Director ...for projects that may have complex site and/or design issues . - Report on project status, risks, and accomplishments… more