- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by ... to make a difference. Join us! **Job Description:** The Compliance and Operational Risk (C&OR) Manager is responsible for...front office or business control function at a global investment banking . + Experience with conflict management… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Banking and Wealth Management lines of business. US Compliance supports these lines of business by being proactive...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Citigroup (New York, NY)
- …leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. ... and effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer...least 10 years of experience working in a global investment bank or universal bank; + Excellent written, verbal,… more
- Citigroup (Jersey City, NJ)
- …may impact the supported businesses + Supporting the Research and Investment Banking businesses in performing timely compliance reviews of new products. + ... Serves as a Control Group compliance officer , specifically relating to research...(EGCs) preferred + Exposure to Control Group, or Product Compliance roles ( Banking or Research) within a… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...electronic communications surveillance, information barriers, restricted/watch lists, institutional research, investment banking , and institutional sales + Acting… more
- SMBC (Jersey City, NJ)
- …This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional,...its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... of our employees and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management Division/Trust… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- SMBC (Jersey City, NJ)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. ... Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York*… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Wells Fargo (New York, NY)
- …through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking , Corporate and Investment Banking , and Wealth & ... in the US We provide a diversified set of banking , investment and mortgage products and services,...a Finance Executive who will be the Chief Financial Officer for the Head of Global Operations. As the… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... in Financial Services + Financial services industry with 2+ years' experience within Compliance or Governance department in a foreign banking organizatio SMBC's… more
- Mizuho Corporate Bank (New York, NY)
- …the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. ... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- CIBC (New Brunswick, NJ)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Executive Trust Officer is responsible for providing indirect oversight and guidance ... partnering with internal experts to provide guidance on client investment , tax and property issues. The ETO analyzes issues,...remote._ **What You'll Be Doing** As the Executive Trust Officer , you will be responsible for the ongoing account… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained +… more