- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Finance* **Title:** * SEC Reporting Vice President * **Location:** ... various businesses and its senior management team. *Job Overview* The VP of SEC Reporting manages a team of 4-6 professionals responsible for the production and… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... assessments for the legal entities they cover (primarily non-U.S. entities). Management reporting of the risk profiles and ongoing evolution thereof will be… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *Assistant Vice President US Banks Business Risk New Product ... and financial risks associated with identifying, documenting, tracking, escalating, and reporting Business Unit product change proposals for existing Bank products… more
- FleishmanHillard (New York, NY)
- …biggest brands has an immediate opening for a hands-on, self-starting Senior Vice President with a background in corporate communications, investor relations, ... messaging for significant M&A activities. + Work with External Reporting team and IR to develop Q&A to address...Q&A to address any issues that might arise from SEC filings. **Qualifications** + 12+ years of integrated investor… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD Securities ... conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Hold Brothers (New York, NY)
- …a self-clearing broker-dealer. + Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as ... and serve as a member of our executive team. Reporting to the CEO, this role is responsible for...and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC… more
- Citigroup (New York, NY)
- …the firm and is deeply integrated into the sectors and functions. The Info Sec Prof Lead Analyst is an intermediate level position responsible for driving efforts to ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
- J&J Family of Companies (New Brunswick, NJ)
- …Safety and others across Johnson & Johnson. This position will report to the Vice President - Global Technical Accounting Advisory Services & Policy (GTAAS) and ... standards that impact Johnson & Johnson at the enterprise level (for example, SEC rules, EU's Corporate Sustainability Reporting Directive) in collaboration with… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... incumbent will lead the implementation and interpretation of applicable SEC , FINRA, MSRB laws and other regulations, and ensure...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the… more
- Broadridge Financial Solutions (Newark, NJ)
- …with providing support for other ad-hoc projects. This position reports directly to the Vice President , Tax Accounting. We are made up of high performing teams ... tax provision on a quarterly and annual basis and tax-related disclosures for SEC reporting , maintain and analyze discrete items for each reporting period… more
- MetLife (New York, NY)
- …sustainability goals and commitments. The position sits within the Global Sustainability Function, reporting to the Vice President , Global Sustainability and ... imports and metrics reporting . . Strong knowledge of emerging climate reporting regulations including CSRD, SEC , ISSB, market-level regulations. . Ability to… more