- American Express (New York, NY)
- …compliance advisory to product or business teams; compliance consulting; compliance risk assessments; regulatory advice; mergers & acquisitions; ... committee and board reviews. **Qualifications** + At least 4 years of compliance , risk management, regulatory , or legal experience with a large organization,… more
- Citizens (Iselin, NJ)
- …resolution by the issue owner(s) Qualifications + 5 + years previous experience in regulatory compliance risk management, compliance audit, or similar ... for providing independent assurance regarding the adequacy, effectiveness, and sustainability of regulatory risk management and control processes to ensure … more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent ... **Job Description:** **Department Overview:** The Senior Oversight Analyst - Regulatory Compliance Reporting collaborates with Compliance partners… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products.... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (New York, NY)
- …examination/registration or certification Skills: + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...Regulatory Reporting. + Work closely with other regional Compliance and Operational Risk teams to ensure… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...Management teams, ensuring alignment with the firm's objectives and regulatory requirements. + Compliance Risk … more
- Bank of America (New York, NY)
- …experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and ... Dodd Frank EAC Compliance and Operational Risk Executive New... and control frameworks and ability to analyze business risk and results in the context of regulatory… more
- Google (New York, NY)
- …a relevant field or equivalent practical experience. + 15 years of experience working in compliance , policy, risk management or a related field, with 2 years of ... relevant field. + Knowledge of the content and AI regulatory landscape and adjacent risk areas including...most exciting and challenging moments as a company. The Risk , Compliance , and Integrity organization (RCI) brings… more
- MTA (New York, NY)
- …for ensuring that the organization's People Departments align with agency-wide compliance regulatory standards, while also managing risks and maintaining ... Director HR Governance, Risk Management and Compliance Job ID:...compliance frameworks, and the ability to navigate complex regulatory environments. RESPONSIBILITIES : + Collaborate with Compliance… more
- SMBC (New York, NY)
- …aspects and interpreting results. + Develop risk dashboards designed to identifies the regulatory compliance risk profile on an ongoing basis. + Support ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk . + Strong interpersonal and communications skills (written… more
- American Express (New York, NY)
- …global payments (consumer and/or wholesale payments) within Risk Management, Compliance , Operational Excellence, or Legal. + Regulatory expertise: Strong ... needs. **About the Role** This newly created role of **Director, Enterprise Payments** ** Risk & Compliance Oversight** is an exciting opportunity to establish… more
- SMBC (New York, NY)
- …business process and controls optimization, risk remediation and control enhancement, and regulatory compliance . The CPAD group within SMBC serves as a 2LOD ... US Compliance verticals to build a bank regulatory compliance program covering US state and... function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory … more
- Deloitte (New York, NY)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Financial Services Risk , Data & Regulatory , Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Sanofi Group (Bridgewater, NJ)
- **Digital Risk and Compliance Lead** As a Digital...Ability to identify and act on next wave of regulatory compliance risks relating to data science, AI, ... provided. **MAIN RESPONSIBILITIES** + Serve as the primary digital risk & compliance point of contact forDigital...providers + Quality Mgmt. System + Define Quality and Compliance Standards for emerging regulatory concerns relating… more
- Google (New York, NY)
- … Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all areas of the ... leading and transforming a global organization. + Knowledge of regulations, compliance testing methodologies, and risk management principles. + Excellent… more
- JPMorgan Chase (Jersey City, NJ)
- …We are seeking multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves assessing key ... Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a...the CRA Program in BAU + Participate on critical regulatory matters and meetings as required. Support management of… more
- JPMorgan Chase (Jersey City, NJ)
- …as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a Corporate Controls ... st Line of Defense) and thought leader in the Compliance Risk Assessment Program of Corporate Controls...10+ years of financial service experience in controls, audit, risk management + Strong understanding of regulatory … more
- City of New York (New York, NY)
- …security posture. Governance: Establish and maintain governance frameworks to ensure compliance with regulatory requirements, industry standards, and internal ... the IT environment and enforce consequences for non- compliance as necessary. Compliance : Ensure compliance with relevant regulatory requirements such as… more