- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Risk, Audit and Internal Controls Team Lead ( Director Financial Services Programs 2, SG-33) Occupational ... for the position of Risk, Audit and Internal Controls Team Lead, in Banking Management....Is responsible for talent-management functions in the newly constituted Internal Audit and Controls team, including: o… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities ... We're seeking someone to join our team as a Director to provide audit coverage for application...management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Line of Business Audit (Hybrid) Capital One's Audit function is ... the enterprise. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of...insight into their area of subject-matter focus. Effectively represent internal audit at management meetings, internal… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director , Payments Network (Hybrid) Capital One's Audit function is a ... who drive impactful work for the enterprise. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit team… more
- MUFG (New York, NY)
- …The Senior Credit Risk Audit Lead is a management role within the Internal Audit function and is responsible for oversight of audit 's activities ... VP and below ( _pre-approved exceptions may allow for Director and below_ ). **Major Responsibilities:** + Coordinate and...business' products, systems and processes. + Effectively partner with internal audit teams to provide subject matter… more
- US Bank (New York, NY)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... Compliance audit team. This role supports the Audit Director /Senior Audit Director... audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- Amalgamated Bank (New York, NY)
- …Auditors. Responsibilities of the Senior Audit Manager include: + Assist the Internal Audit Director in performing and supervising audits, identifying ... various business lines, including but not limited to: Commercial Banking , Commercial and Residential Lending, Accounting, Treasury, Bank Operations,...Staff Auditor (or other staff as assigned by the Internal Audit Director ) as it… more
- Trustco Bank (Schenectady, NY)
- **Job Title:** Audit Manager **Reports to:** Director of Internal Audit **FLSA Status:** Exempt **Salary Grade:** EX05 **Supervisory Responsibility:** ... firms and provide requested documentation. + Continues to building proficiency of internal audit techniques and accounting principles by attending internal … more
- SMBC (New York, NY)
- …Description** This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director … more
- Citigroup (New York, NY)
- …effectively. + Institute and support the formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to proactively perform root cause ... The Compl AML Core Sr Director manages multiple teams of senior professionals through...Liaise with US and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as… more
- SMBC (New York, NY)
- …and discuss related or new regulatory requirements. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Santander US (New York, NY)
- …and risk levels for decision-making process of corporate and local senior management, internal audit and financial risk and the business. + Participate in ... VP, Director - Liquidity Risk Oversight New York, United...unattended risks). + As applicable, contribute to regulatory examinations, internal audit reviews and other remediation efforts.… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... for the exercise of independent judgment, initiative and decision-making, the Director of Support Services is responsible for the direction, administration, and… more
- Citigroup (New York, NY)
- …compliance and senior leaders.** **Liaise with US and foreign regulators and Citi internal audit staff for AML matters, as appropriate, including coordinating ... broad range of financial products and services, including consumer banking and credit, corporate and investment banking ,...AML-related examinations, audit and reviews, document production, and issue responses.** **Ensure… more
- CIBC (New York, NY)
- …and strategies as appropriate in response. + Maintain records necessary to provide Internal Audit with reasonable assurance of program effectiveness, and act as ... risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director , Head of Risk Appetite & Metrics, is a leader for enterprise-wide risk… more
- Mizuho Corporate Bank (New York, NY)
- …with risk stripe SMEs. + Audit and Risk Review: Represent ARM in Internal Audit and Risk Review engagements. Track and report outstanding issues and support ... + Strategy + Governance Summary Mizuho is seeking a Director -level candidate to spearhead Governance matters, including but not...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will ... global policies and governance. + Assist with regulatory and audit requests. **Qualifications/Competencies/Accreditation** + 4 years college/university Degree. +… more