- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- Affinius Capital (New York, NY)
- …affiliates and other Investment vehicles, and maintain such lender and mortgage broker relationships. + Assist as needed in discussions with portfolio managers on ... loan compliance issues with lenders as needed. + Coordinate with Senior Managing Director or Executive Director, Capital Markets, acquisition or… more
- Morgan Stanley (New York, NY)
- …**Title:** *Portfolio Strategy Consultant - Global Sales & Marketing - Vice President * **Location:** *New York-New York* **Requisition ID:** *3258109* ... which includes governments, institutions, corporations and individuals worldwide. Seeking a senior member of our Portfolio Strategy Consulting team to represent the… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, a leading self-clearing proprietary broker -dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing ... and proposed US GAAP accounting standards. Responsibilities: + Partner with CEO and senior management to work on day-to-day operations of proprietary trading firm +… more
- HUB International (Brooklyn, NY)
- …in mergers and acquisitions. We are currently seeking an Assistant Vice President to join our Healthcare Division - Senior Care Practice. This position ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Vice President International Lending Specialist (ILS)* **Location:** ... origination or credit underwriting experience in a Private Banking or Broker -Dealer platform required. Formal credit training preferred. *Working knowledge of credit… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko ( broker dealer), and Corporate Services. In particular: + Serving as a… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- TD Bank (New York, NY)
- …with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions ... gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs...issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate… more
- TD Bank (New York, NY)
- …degree, required. + 7 or more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- HUB International (New York, NY)
- …and delivering on new business opportunities. This role will report directly to ProEx Senior Vice President . This role requires contributing to significant ... International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk...We are seeking an experienced cyber and professional lines broker to join our ProEx team. This position will… more
- Broadridge Financial Solutions (New York, NY)
- …an experienced Senior Director, Sales. In this position you will report to the Vice President of Sales. We are looking for a high energy, driven sales ... to build, foster and maintain key strategic relationships within prospect accounts, including senior client relationships at C- levels + Ability to work within a… more
- Win (Women In Need) (Brooklyn, NY)
- …agency wide staff meetings, and external meetings, as needed. * Represent the Assistant Vice President of Facilities Maintenance, as needed. * Other duties as ... when requested by others. * Assist Director of Housing Management with Broker meet and greet, develop and maintain positive strong working relationships. *… more
- Humana (Albany, NY)
- …of our caring community and help us put health first** The role of the Vice President , Enterprise Data Governance & Protection is to lead Humana's data strategy ... adequate security controls, including granular authorization. Key responsibilities for the Vice President , Enterprise Data Governance & Protection leader… more
- CAMBA (Brooklyn, NY)
- …areas of responsibility. IT Policy and Procedure Development and Implementation + With the Senior Vice President in the IT Department, develops and ... Officer of Facilities Management, Procurement & Information Technology Reports To: CEO/ President Location: 20 Snyder Avenue, Brooklyn, NY 11226 What Does the… more
- Mizuho Corporate Bank (New York, NY)
- …compliance developments, issues and key compliance risks Summary ACD seeks a Vice President , Compliance Monitoring within the Compliance Risk Management team ... training + Managing Regulatory Relations and Examinations + Reporting to stakeholders, committees, senior management and the board of directors on significant… more
- Anywhere Real Estate (New York, NY)
- …brokerage activity at the property. + Work under the direct guidance of the Executive Vice President and Senior Managing Director of New Development rentals ... daily. **Job Requirements:** + Valid NYS Real Estate Salesperson or NYS Associate Broker License required. + Minimum of 3 years of proven experience in Real Estate… more
- Anywhere Real Estate (Jamaica, NY)
- …brokerage activity at the property + Work under the direct tutelage of the Executive Vice President and Senior Managing Director of New Development rentals ... daily Job Requirements: + Valid NYS Real Estate Salesperson or NYS Associate Broker License required + 3 years of proven experience in Real Estate brokerage… more
- Anywhere Real Estate (Jamaica, NY)
- …increase outside brokerage activity at the property + Work directly with the Executive Vice President and Senior Managing Director of New Development rentals ... daily Job Requirements: + Valid NY Real Estate Salesperson or Associate Broker License required + 5 years of proven experience in Real Estate brokerage preferred… more