- JPMorgan Chase (Brooklyn, NY)
- Join our dynamic External Reporting team as a Vice President and play a pivotal role in shaping the future of external filings to United States (US) ... various Lines of Business and Corporate functions. As a Vice President in the External Reporting...qualifications, capabilities, and skills:** + Regulatory understanding key (US GAAP/ SEC reporting desirable) **This position is not… more
- Citigroup (Queens, NY)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... + Work and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis,… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... assessments for the legal entities they cover (primarily non-U.S. entities). Management reporting of the risk profiles and ongoing evolution thereof will be… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *Assistant Vice President US Banks Business Risk New Product ... and financial risks associated with identifying, documenting, tracking, escalating, and reporting Business Unit product change proposals for existing Bank products… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD Securities ... conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- FleishmanHillard (New York, NY)
- …biggest brands has an immediate opening for a hands-on, self-starting Senior Vice President with a background in corporate communications, investor relations, ... messaging for significant M&A activities. + Work with External Reporting team and IR to develop Q&A to address...Q&A to address any issues that might arise from SEC filings. **Qualifications** + 12+ years of integrated investor… more
- Hold Brothers (New York, NY)
- …a self-clearing broker-dealer. + Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC , and other agencies as ... and serve as a member of our executive team. Reporting to the CEO, this role is responsible for...and related disclosures as required by GAAP and the SEC . Additionally, this position will monitor emerging SEC… more
- HSBC (Buffalo, NY)
- …limited to) regulatory reporting for Treasury (Capital: FR Y-14a & Liquidity Reporting : 2052a / NSFR / LCR), Finance ( SEC / FINRA/FRB filing), and regulatory ... the team on review activities relating to planning and scoping, fieldwork/testing, review wrap-up/ reporting , and issue management.Areas of coverage include (but not… more
- Confluent (Albany, NY)
- …Confluent, you will own and oversee all global tax, compliance, and reporting efforts, including designing, developing, and implementing policies to help optimize ... lead Confluent's global tax function, ensuring timely and accurate computation and reporting of all tax-related financial information in compliance with the SEC… more
- SMBC (White Plains, NY)
- …procedures, program design and enhancements. + Support BCM-aligned TPRM metrics & reporting ; providing insight into third party activity and performance for business ... Industry Standards for BCM and Third Party Risk Management (including OCC, FBR, FDIC, SEC , FFIEC, FINRA) and apply this knowledge to both BAU and strategic actions.… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... incumbent will lead the implementation and interpretation of applicable SEC , FINRA, MSRB laws and other regulations, and ensure...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the… more
- MetLife (New York, NY)
- …sustainability goals and commitments. The position sits within the Global Sustainability Function, reporting to the Vice President , Global Sustainability and ... imports and metrics reporting . . Strong knowledge of emerging climate reporting regulations including CSRD, SEC , ISSB, market-level regulations. . Ability to… more
- JPMorgan Chase (New York, NY)
- We're seeking a Compliance, Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional ... external examinations and audits **Qualifications:** + Working knowledge of SEC , FINRA and MSRB rules relevant to fixed income...fixed income trading with focus on: + regulatory trade reporting + best execution + distribution of fixed income… more