- Citigroup (New York, NY)
- …and Regulatory requirements, and driving Strong Risk Management - for USPB Risk , Wealth Risk and Legacy Franchises/Banking & International Retail ... Risk Management. The Wealth Risk Reporting Director role and function...Wholesale Credit Risk (WCR), and Retail Credit Risk Management (RCR) and related Technology partners… more
- TD Bank (New City, NY)
- …with the Bank's risk appetite and strategic direction. The AML Financial Crimes Risk Oversight department for the US Wealth division serves as a crucial ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight… more
- US Bank (New York, NY)
- …activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the Audit ... Director for Wealth Management and Investment Services, the Senior Audit Director...services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of US Bancorp… more
- Citigroup (New York, NY)
- …takes appropriate action to gain senior colleague/ client commitment. Articulates clearly how risk technology supports unit's business, as well as the issues due ... design of in-scope controls. + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create… more
- US Bank (New York, NY)
- …is responsible for providing strategic direction, leadership, and coordination of compliance risk coverage for USB's Wealth , Commercial, Capital Markets business ... Audit Director in developing and driving the execution and coordination of the risk -based Annual Audit Plan for Wealth , Commercial, Capital Markets. Includes… more
- BlackRock (New York, NY)
- **About this role** BlackRock's US Wealth Advisory business ("USWA") manages the firm's relationships with US retail financial services firms and their advisors, who ... in USWA and embedding data in every part of USWA's decision-making process , through accessible and holistic data products, governed by a centralized framework.… more
- HUB International (Hauppauge, NY)
- …and certifications (Preferred) + Working knowledge of retirement and private wealth technology platforms (Required) + Expertise with Microsoft Office ... This role will require a background in consulting/practice management, process development/ enhancements, facilitating technology adoption, and product… more
- Charles Schwab (New York, NY)
- …can help themselves, and our clients, create a better future. Schwab Private Wealth Services (SPWS) is a complimentary branded program for ultra-high net worth ... service with a complimentary suite of benefits including a team of seasoned wealth and trust specialists, top-priority response times, and a dedicated Senior Banker.… more
- Wells Fargo (New York, NY)
- The **Client Relationship Group (CRG)** Product Management organization within Wealth and Investment Management (WIM) leads the strategy, design and prioritization ... and independent advisor channels. The team drives close collaboration across all Wealth & Investment Management product vertical to drive a consistent and seamless… more
- Morgan Stanley (Purchase, NY)
- …a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including ... books and records, and by contributing to firm wide risk management and risk reduction. This division...demand for timely and insightful analysis and planning for Wealth Management net interest income (NII). A new centralized… more
- HUB International (New York, NY)
- …5th largest global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth ... passionate about our talent! **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven...Lead, you will be responsible for driving the business process , adoption and optimization of our CRM platform while… more
- JPMorgan Chase (New York, NY)
- …varying responsibilities, including compliance, due diligence, legal, marketing, operations, risk , sales and technology **Preferred qualifications, capabilities, ... The JP Morgan Wealth Management (USWM) business is focused on helping...compensation and benefits will be provided during the hiring process . We recognize that our people are our strength… more
- JPMorgan Chase (Ardsley, NY)
- …investment product and thought leadership platform along with cutting edge digital technology , you will be front and center representing our brand and interacting ... financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, operational marketing and administrative… more
- City National Bank (New York, NY)
- …IT and Business senior leadership teams. **What you will do** + Manage Technology Project Intake process + Ensure project alignment with enterprise priorities ... plan, prioritize, track, and align work efforts across all technology initiatives. The PMO oversees and reports on the...+ Oversee and manage quality of the project sizing process + Managing regular reviews of the IT project… more
- Morgan Stanley (New York, NY)
- …and other risks. Background on the Position The role will reside within the Wealth Management (WM) and US Banks Risk Department, which provides enterprise ... Enterprise Risk initiatives as well as the day-to-day operation of the Wealth Management and US Banks Risk Department. Primary Responsibilities: The role… more
- Citigroup (New York, NY)
- …functional leaders across Wealth . + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... to regulatory commitments made at the Citi-wide level with Wealth impact. + Drive robust data driven process...gain senior colleague/ client commitment. + Articulates clearly how risk technology supports unit's business, as well… more
- Deloitte (New York, NY)
- …business strategies and product offerings, operating models or structural change management, technology and process transformations, or risk management ... their business models, risk management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment… more
- M&T Bank (Buffalo, NY)
- … Risk Division and Bank, first line risk and other second line risk partners, to develop value-added process improvements, resolve risk issues, and ... assessment, monitoring, mitigation, and reporting of all significant risks within the Wealth & Institutional Services Divisions. Operational Risk - Enterprise… more
- Deloitte (New York, NY)
- …their business models, risk management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment ... in discussions on work delivery needs. + Support the project team in proposing process improvements to enhance efficiency, scalability, and risk reduction. + Aid… more
- Deloitte (New York, NY)
- …cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process , data and technology controls ... large, complex engagements for financial services clients. Typical engagements include process improvement, operating model design and implementation, risk … more