- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... , Enterprise Payments, Global Research and Enterprise Credit (collectively " Global Banking & Payments"). This newly-formed team executes cross-product… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Citigroup (Jersey City, NJ)
- …This includes representing AML on governance and management forums such as the Global Foreign Correspondent Banking AML Oversight Committee (CBOC). + Maintain ... AML and will cover all aspects of the Correspondent Banking and TTS/CCPS role. The individual will have a...FCBs including the development of new training and execute testing against the Managers Control Assessment (MCA)… more
- TD Bank (New York, NY)
- …& development, and communications + Compliance-wide frameworks and standards for testing , monitoring, risk assessments, reporting, and other activities + Internal ... prior experience in the following areas may be helpful in the Banking Compliance Training and Communications Specialist role: + Training/learning and development +… more
- Citigroup (New York, NY)
- …limit framework to ensure risk within risk appetite capacity. + Performs process and control testing of first line activities by assessing design and operating ... for Finance (Finance CRO) organization provides risk management oversight of the Global Finance function, including effective risk challenge and mitigation of risk… more
- JPMorgan Chase (Jersey City, NJ)
- …communications, status reporting, and metrics. + Manage regulatory exams and audits impacting Global Clearing + Chairing the Control Forums and attending other ... Global Clearing is the preeminent clearer of USD,...regional and governance forums + Ensure timely testing of the existing control framework **Qualifications:**… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... and investment flows across the Americas and the world. Global Banking & Markets provides a full...requirements. + Understand the applicable regulatory requirements to ensure testing is adequately designed to identify potential control… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... and investment flows across the Americas and the world. Global Banking & Markets provides a full...defense. + Understand the applicable regulatory requirements to ensure testing is adequately designed to identify potential control… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Department Overview:** US Compliance Testing (USCT) is a centralized compliance testing team within ... the Compliance Department that conducts independent, risk-based compliance testing to assess the effectiveness of operational procedures and key controls over… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Mizuho Corporate Bank (New York, NY)
- Americas Compliance + Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in ... and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing compliance policies and… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Morgan Stanley (New York, NY)
- …internal audit findings, Matters Requiring Attention (MRAs), etc. * Proactively manage the control testing program to the project plan and communicate roadblocks ... Morgan Stanley is a global financial services firm that maintains significant market...lending, residential real estate loans and other lending products; banking ; and retirement plan services. Summary Responsible for supervising… more
- Bank of America (New York, NY)
- …Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate legal, ... flow of Material Non-Public Information between different areas within Global Banking , Global Markets &...regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal. + Manage day to day Control… more
- JPMorgan Chase (Brooklyn, NY)
- The Commercial & Investment Bank (CIB) Treasury Stress Testing group is responsible for the Balance Sheet, Net Interest Income (NII), Fund Transfer Pricing (FTP), ... of the world's pre-eminent financial institutions. CIB Treasury Stress Testing is searching for a candidate to support its.../ BS / NII + Work closely with a global team operating on multiple continents + Grow into… more
- SMBC (New York, NY)
- …-related objectives, including risk assessment (RCSA), issue management, root cause analysis, control testing and process and control assessments 12. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- JPMorgan Chase (Brooklyn, NY)
- The Commercial & Investment Bank (CIB) Treasury Stress Testing group is responsible for the Balance Sheet, Net Interest Income (NII), Fund Transfer Pricing (FTP), ... of the world's pre-eminent financial institutions. CIB Treasury Stress Testing is searching for a candidate to support its.../ BS / NII + Work closely with a global team operating on multiple continents + Grow into… more
- SMBC (Jersey City, NJ)
- …Collaborate with business analysts, project managers, and IT to implement process and control improvements. * Participate in UAT testing and implementation of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- JPMorgan Chase (New York, NY)
- The Control Management Organization has dual reporting into to the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. ... The team focuses on four areas: Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. The role requires… more