- American Express (Phoenix, AZ)
- …including but not limited to: General Counsel's Organization, Independent Compliance Testing team, Operational Risk , Internal Audit, Financial Crimes ... of gaps and customer remediation where required. + Participating in the Compliance Risk Assessment process to ensure that all applicable laws and regulations are… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- MUFG (Tempe, AZ)
- …and economics. Equivalent work experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance and Operation Risk ... and influencing non-technical aspects of technology change (eg business and operational architectures) + Experience developing, testing and implementing… more
- Bank of America (Chandler, AZ)
- …business and support leaders. **Required Skills:** + 5+ years of risk management, compliance , and/or Anti-Money Laundering relatable experience **Desired ... work. **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking +… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... performs complex work assignments and problem resolution in support of risk -based key departmental processes and operational reporting activities. Adheres… more
- American Express (Phoenix, AZ)
- …but not limited to: Internal Audit, Internal Independent Compliance Testing team, General Counsel's Office, Operational Excellence, and Privacy Office. ... timely closure of gaps and customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all applicable laws and… more
- American Express (Phoenix, AZ)
- …Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing , Privacy, Internal Audit Group) ... and complaints. In addition to leading and supporting an effective compliance risk management oversight program for the EDDS business unit, this position… more
- American Express (Phoenix, AZ)
- …the day-to-day execution of compliance reviews performed by the Independent Compliance Testing (ICT) team. The Manager will provide general support to ... + Understanding of internal control frameworks, RBST including objective/transactional and control testing , and other compliance testing and monitoring… more
- Marriott (Phoenix, AZ)
- …program that adheres to the highest industry standards + In-depth knowledge of security compliance and risk management frameworks, such as NIST 800-53, CIS CSC, ... testing . + Strong Knowledge on Network and Security Compliance Standards on both On prem and Cloud Components....IT community + Experience in the design, implementation, and operational support of mission critical products + Strong influencing… more
- Bank of America (Chandler, AZ)
- …of compliance and operational risks in alignment with the Compliance and Operational Risk Management ("CORM") Program, the Financial Crimes ... Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR")...and monitoring and testing from a sanction's compliance and risk perspective. This role is… more
- Bank of America (Phoenix, AZ)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...+ Regulatory Compliance + Monitoring, Surveillance, and Testing + Critical Thinking + Risk Management… more