- CIBC (New York, NY)
- …institution based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, ... Compliance professionals and will be a member of various PWM governance committees (eg, Trust Committee, Management Risk...and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to… more
- Citigroup (Greenburgh, NY)
- …limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage client ... The Senior Wealth Advisor SAFE Act is a seasoned...brokerage assets. + Deepen relationships with existing clients in PWM and Retail bank through the use of financial… more