- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , PORTFOLIO MANAGEMENT RISK AND CONTROL ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and Control .The role will… more
- Mizuho Corporate Bank (New York, NY)
- …Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall ... control environment through performing periodic and on-going assessments of...assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The… more
- JPMorgan Chase (Jersey City, NJ)
- …work with every Line of Business and Corporate Function to assess the internal control processes that drive our global business - identifying areas of improvement to ... more than 20 countries around the world. As an Associate within the Practices Audit team, you will support...the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including executing BAU… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking...for overseeing and monitoring the firm's compliance risk. The Associate Advisory Compliance Officer role supports the CPAD Bank… more
- JPMorgan Chase (New York, NY)
- …emerging risks and promoting responsible business growth. As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy ... but not limited to working with Compliance, Legal, LOBs/Functions including Control Management. Candidate will develop expertise on the firm's regulatory… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, and support… more
- Morgan Stanley (New York, NY)
- …often develop customized solutions. *Position Description* The available position is an Associate level position within the Business Control Unit, specifically ... through a comprehensive framework of policy setting, risk identification and control implementation in response to market, counterparty, regulatory , economic… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorganChase (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. As ... to bring innovative, solutions-oriented ideas to an ever-changing environment. As a Control Manager - Firmwide Programs, Senior Associate within the Firmwide… more
- JPMorgan Chase (New York, NY)
- **Commodities Business Control Manager Senior Associate - New York** As a North America Commodities Business Control Manager - Senior Associate within ... globally. You will work closely with functional teams to improve the control environment, identify and assess business risks, and promote best-in-class practices.… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- CIBC (New York, NY)
- …What You'll Be Doing US Global Markets, Fixed Income, Trade Control team + Provides primary support for traders and sales/marketers in ... to client sub-accounts + Controls proper capture of trades for risk and regulatory reporting + Primary interface between front office desks and downstream support… more
- Bank of America (New York, NY)
- …in modifying or adding new reports into inventory. Evaluating risks associated to Regulatory Reporting process and following the control framework to assess ... Director, Regulatory Implementation Product Specialist New York, New York...budgeting, personnel processes, audit/compliance, and coordination of certain projects, associate training, service quality, process improvement, business continuity, or… more
- Amalgamated Bank (New York, NY)
- …by third party providers. Additionally, provide vendor oversight, support audit and regulatory reporting and tracking, and monitoring of the Trust custody and ... and other activities. + Provide general support to the Reconciliation and Control Manager as needed, including but not limited to research, resolving customer… more
- Morgan Stanley (New York, NY)
- …for monitoring on a real-time basis. * Advising FID desk heads on e-trading control and limit structures. * E-trading regulatory matters *Role Description* The ... initiatives. * Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), which includes… more
- Bank of America (New York, NY)
- …**RESPONSIBILITIES:** + Conduct or coordinate quality Inspection reviews to ensure associate performance and control effectiveness + Execute Quality Assurance ... Sr Business Control Specialist -Quality Analyst, Anti Money Laundering New...Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection… more
- TD Bank (New York, NY)
- …and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks ... more specific details for this role **Job Description:** **Job Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets'… more
- City of New York (New York, NY)
- …regulatory requirements. OQA & FI is recruiting for one (1) Principal Administrative Associate III to function as a Quality Control Case Review Supervisor who ... Job Description APPLICANTS MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE. The Office of Quality Assurance & Fiscal Integrity (OQA &… more
- City of New York (New York, NY)
- Job Description YOU MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE The DSS Accountability Office (DSS-AO) is responsible for ... of Social Services (DSS) and ensuring that DSS complies with all statutory, regulatory and contractual standards. Within AO, is the Office of Quality Assurance &… more
- MUFG (New York, NY)
- …as we strive to become the world's most trusted financial group. The Operational Risk Associate supports the Business Unit Risk and Control (BURCO) team in the ... A member of our recruitment team will provide more details. **GCIB Operational Risk Associate ** Join a financial group that's as committed to your future as you are!… more
- TD Bank (New York, NY)
- …Qualifications:** TD Securities is looking for a broker-dealer accountant to join its Product Control division in New York City. Associate - TDS Finance - US ... of its IFRS and GAAP books and records and regulatory filings for its US broker-dealers as well as...+ Analyze financial information with a key focus on control and addressing new requirements, including new reporting. +… more