- American Express (Phoenix, AZ)
- …including but not limited to: General Counsel's Organization, Independent Compliance Testing team, Operational Risk , Internal Audit, Financial Crimes ... of gaps and customer remediation where required. + Participating in the Compliance Risk Assessment process to ensure that all applicable laws and regulations are… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- USAA (Phoenix, AZ)
- …the development and implementation of strategic and tactical solutions to protect and minimize operational compliance risk to USAA. Provides operational ... large, complex financial institution, including the execution of compliance risk assessment, credible challenge, advising, monitoring and testing , RCSA, and… more
- Bank of America (Phoenix, AZ)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...process. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
- American Express (Phoenix, AZ)
- …results through extensive engagement and close collaboration with multiple stakeholders including Operational Risk Governance Group, Lead Operational Risk ... The group provides the framework and methodology for SOX Compliance , independent monitoring & testing assurance over...and ICFR guidance and advisory to business process areas, operational risk and Control Management teams through… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Lead Business Execution Constant to be a liaison between risk , compliance and controls to help day...& exam requests in partnership with Production and ECR Operational Risk /Controls Team. + Identify operational… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Phoenix, AZ)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... + Develop and implement Business as Usual (BAU) stress testing procedures that inform risk identification and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Bank of America (Chandler, AZ)
- …business and support leaders. **Required Skills:** + 5+ years of risk management, compliance , and/or Anti-Money Laundering relatable experience **Desired ... work. **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking +… more
- American Express (Phoenix, AZ)
- …but not limited to: Internal Audit, Internal Independent Compliance Testing team, General Counsel's Office, Operational Excellence, and Privacy Office. ... timely closure of gaps and customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all applicable laws and… more
- American Express (Phoenix, AZ)
- …with risk oversight functions, GCO, Compliance , International Compliance Testing , Operational Excellence, Information Security, Public Affairs, ... and define your own path. Find your place in risk and analytics on #TeamAmex. The American Express Global...recordkeeping principles. We work to raise awareness and drive compliance with both internal policies and regulatory expectations across… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical...+ Experience testing Second Line of Defense Compliance and Compliance Testing functions,… more
- J&J Family of Companies (Phoenix, AZ)
- …FCPA, HCC and GCC guidelines and regulations. + Other types of financial, compliance and operational audits or special projects as required. **Core ... Lead Specialist - Compliance Audit & Investigations - 2406194651W **Description** Johnson...audit and possesses the technical skills sufficient to mitigate risk . | Leads and plans an audit or investigation… more
- Marriott (Phoenix, AZ)
- …program that adheres to the highest industry standards + In-depth knowledge of security compliance and risk management frameworks, such as NIST 800-53, CIS CSC, ... testing . + Strong Knowledge on Network and Security Compliance Standards on both On prem and Cloud Components....IT community + Experience in the design, implementation, and operational support of mission critical products + Strong influencing… more