- Federal Reserve Bank (New York, NY)
- …within a commutable distance. **What We Do:** The Supervision Group of the Federal Reserve Bank of New York (FRBNY) supervises banks in the Second District. The ... system, bank and broker dealer funding products, Bank Holding Company structures, key wholesale credit...responsibility by formulating national monetary policy, supervising and regulating banks and bank holding companies, and providing… more
- Scotiabank (New York, NY)
- …audits to assess the design and operating effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the US ... experience within these areas is a must. + Knowledge of Capital Markets products, Wholesale Bank Operations, and/or prior auditing experience within this area is… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer, Asset Management Companies, VP** ... **Description** Citi's Commercial Bank (CCB) is a rapidly growing business, targeting emerging,...critical component of Citi's First Line of defense for wholesale and counterparty credit risk (CCR) management. ICM works… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer, Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... generally from $100 million to $3 billion. To facilitate the CCB's wholesale lending activities, Commercial Lending Management (CLM) serves as an in-business credit… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 206799 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... committed to results, in an inclusive and high-performing culture. **Manager, Compliance Testing (206799)** **Global Banking and Markets** Global Banking and Markets… more
- Scotiabank (New York, NY)
- …of the Bank 's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What ... broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, liaise across other departments… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....Regulatory Reporting must ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite * Help to ensure the team… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....with oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory topics. The… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....business strategies and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- … Wholesale Operations, regional audit teams including Capital Markets, Compliance , Risk Management, Operations, and business functions both regionally and ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....business, minimize disruption, enhance client confidence, and ensure regulatory compliance . Being operationally resilient will ultimately drive the overall… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge + Support the Director,… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite + Ensure work product is adhering… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....plans and initiatives and audit activities are conducted in compliance in compliance with regulatory requirements and… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....to grow its leveraged finance product and overall investment bank . The candidate will be responsible for supporting deal… more