- US Bank (New York, NY)
- …Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ... partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker...The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate Compliance… more
- Morgan Stanley (New York, NY)
- …and Readiness, and Regulatory Compliance . The team partners with individual Wealth Management business lines, Legal/Risk/ Compliance , and senior Firm ... financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees… more
- Bank of America (New York, NY)
- …for overseeing the Global Financial Crimes Risk program for Merrill Lynch Wealth Management , Merrill Edge/Consumer Investments, Bank of America Private Bank ... Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning...**Required Qualifications** * In depth knowledge of Merrill Lynch Wealth Management and Bank of America Private… more
- US Bank (New York, NY)
- …activities by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance , Risk Management , Data , Operations, etc.) to ensure ... to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This...for areas of higher risk. + Drive automation and data analytics opportunities within their portfolio both as part… more
- Tradeweb (New York, NY)
- …specializing in data governance functionalities tailored to financial and regulatory data management used by compliance functions. + Actively participate ... or a related field. Advanced degrees or certifications in data management or financial compliance ...fertility, egg freezing, adoption and surrogacy expenses. + **Building Wealth - 401(k) Savings Plan** : Employees are immediately… more
- Insight Global (New York, NY)
- …Prior experience in compliance , product controllers, legal, regulatory, audit or risk management functions -- asset or wealth management and/or global ... with regulations and firm policies, while working closely with compliance and business management to sharpen the...about investigative work and possesses a deep knowledge of wealth , asset or portfolio management , and/or risk… more
- Deloitte (Stamford, CT)
- …core banking platforms, compliance monitoring, regulatory reporting, risk or case management , or data management + Direct working experience related ... management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment advice and management… more
- S&P Global (New York, NY)
- …Role:** Privacy Compliance Analyst **The Team:** The Information Governance and Data Privacy Compliance team manage S&P Global sensitive, personal, and ... to operationalize our data privacy and information governance program. The Privacy Compliance Analyst will have oversight of our data privacy governance tool… more
- S&P Global (New York, NY)
- …the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a current awareness of the ... reports to global sanctions authorities and specific license applications. + Support management of Global Financial Crimes Compliance governance bodies and… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... review until resolution. The increased usage and incorporation of data analytics into the testing program means that a...design and application of analytical and technology tools for Compliance testing > Project management . > Series… more
- S&P Global (New York, NY)
- …a key role in shaping the Compliance program and keeping Risk & Compliance management informed of matters & initiatives within the assigned Ratings Practice ... Office and across North America; + Coordinate with local management , staff and compliance management ...an impact on tomorrow. At S&P Global we transform data into Essential Intelligence(R), pinpointing risks and opening possibilities.… more
- Bank of America (New York, NY)
- … Strategy and Roadmap Development + Data Architecture & Modelling + Data Management + Regulatory Compliance **QUALIFICATIONS:** + Bachelors or Masters ... compliance . This role will collaborate with the GRM Data Stewards, Data Users, Data ...following areas - Trading, Consumer Banking, Wealth Management , Transaction Banking + Big Data Architecture,… more
- Deloitte (Stamford, CT)
- …trading, operations, lending, compliance monitoring, regulatory reporting, risk or case management , or data management + Experience with process design, ... management and compliance programs, and technology platforms. Our wealth management clients provide direct-to-consumer investment advice and management… more
- Bank of America (New York, NY)
- …leading the overall service delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working with the ... with the market leadership team, Market Executives, Resident Directors, Financial Advisors, Wealth Management Client Associates, and Wealth Management… more
- Deloitte (Stamford, CT)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Demonstrate understanding of business processes, regulatory requirements, internal control risk management , process, data and technology controls and related… more
- S&P Global (New York, NY)
- …Collaborate with IT and various business units to align data management strategies with organizational objectives and ensure compliance with industry ... sources, uses, and interdependencies. - Facilitate controlled access to data according to organizational needs and compliance ...field. - At least 5 years of experience in data management or governance, ideally within the… more
- US Bank (New York, NY)
- …of more than 70,000 employees serve our millions of retail, business, wealth management , payment, commercial and corporate, and investment services customers ... CDP "A" List for climate change action. The Finance Data Management team at US Bank oversees...basis.Conduct data reviews and maintain records of data processing to ensure compliance with … more
- Bank of America (New York, NY)
- …ownership and accountability in high-pressure situations -Strong Understanding of Risk Management and Data Management Principles **DESIRED QUALIFICATIONS** ... growth. In a data driven economy, strategic data asset management is foundational to add...one of the following areas - Trading, Consumer Banking, Wealth Management , Transaction Banking -Understanding or experience… more
- Deloitte (Stamford, CT)
- …Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management , Investment Management , Real Estate, Private ... Risk Management and other related Treasury functions, including associated data , models, processes and controls + Familiarity with liquidity regulatory reporting… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The Team:** The Data Management team is responsible for the end-to-end operational management ... environment. To meet these demands, candidates should be influential Data Management leaders with deep expertise, and...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more