- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Charlotte, NC)
- …sales and operational support to Omni Channel, including Investment Care Center and Client Advisory Center. Responsible for the general servicing and support of the ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Wells Fargo (Frisco, TX)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Syracuse, NY)
- **About this role:** Wells Fargo is seeking a Profit Formula Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Wilmington, DE)
- **About this role:** Wells Fargo is seeking a Profit Formula Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Ally (Tallahassee, FL)
- …* Experience processing client service requests a full service retail brokerage environment. * Strong communicator who can effectively process ... TX, Weaverville - NC The Ally Invest Trading and Client Service Representative is responsible for providing...client related support in the financial services or brokerage retail environment or related industry. * Solid interpersonal… more
- Bank of America (Atlanta, GA)
- …and needs + Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and ... Financial Solutions Advisor Development Program - Registered Candidate - Consumer Investments - Atlanta Bank...them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on… more
- Bank of America (Jacksonville, FL)
- Sr Registered Phone Rep- Retirement and Benefits Investment Specialist Pennington, New Jersey;Chandler, Arizona; Tampa, Florida; Jacksonville, Florida **Job ... along with the power to make a difference. Join us! **Job Description:** Sr Registered Reps have at least one year call center experience. Handle more complex calls… more
- Robert Half Finance & Accounting (Chicago, IL)
- …role, please send your resume to John Sadofsky at ###@roberthalf.c0m POSITION OVERVIEW Our Client Service Associates (CSA) is a critical part of the Wealth ... of a client relationship, is dedicated to client service , and has the highest ethical...8+ years of relevant work experience. + Familiarity with brokerage or registered investment advisory firm operations,… more
- Bank of America (Atlanta, GA)
- …the lobby; Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in ... Financial Solutions Registered Advisor Development Program - Consumer Investments -...to clients, helping them achieve their financial goals; Conduct client reviews/presentations, including a review of investment goals and… more
- Morgan Stanley (Gilbert, AZ)
- …Focus on improving client satisfaction by emphasizing world-class individualized client service , 100% accuracy, responsiveness, and follow-through * Focus on ... to obtain licenses within company policy guidelines * Excellent communicator with strong client service skills *Why Morgan Stanley*: Morgan Stanley is a leading… more
- Thrivent Financial (Westbury, NY)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... Rogoff. This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Atria Wealth Solutions (San Diego, CA)
- …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... the proper, efficient, and compliant handing of all incoming brokerage account deposit funding. You will work directly with... account deposit funding. You will work directly with registered financial professionals and staff, as well as other… more
- City National Bank (Los Angeles, CA)
- …other bank divisions. Provide support to Assistant Investment officers and CNS Client Service Lead when Assistant Investment Officers and Investment Relationship ... with Operations. Work directly with clients to resolve escalated service issues and complete various transactions. **What you will...equivalent + Minimum of 5 years of experience in Brokerage Operations, Broker Dealer Compliance, and Client … more
- Thrivent Financial (Little Rock, AR)
- …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
- Commerce Bank (Kansas City, MO)
- …broker-dealer & Registered Investment Advisor. The team provides exceptional customer service and support for our CFA systems. Ideal candidate should be a ... wealth management professionals across disciplines who collaborate to ensure each client 's financial journey is uniquely crafted for their goals. Commerce Trust… more
- JPMorgan Chase (New York, NY)
- …Wealth Alternatives (PWA) Client Account Manager you will focus on client relations for registered and private products across alternative asset classes ... individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages, and… more
- Foresters Financial Services (Dublin, OH)
- …Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more
- Atria Wealth Solutions (Houston, TX)
- …Broker Dealer's back office system + Assist with various special projects and client information request. (Ie Service block transfer request for newly affiliated ... with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for… more